Form D · Hedge Fund

MAINSTREAM GLOBAL ACTIVE VALUE FUND L P

Goshen, KY · CIK 0001396600

Offering snapshot reported Apr 1, 2013 · SEC filing

Reported sold: $30.8M
Investors reported: 44
Minimum accepted: $250K
First sale: Mar 27, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 1, 2013	Amendment	$30,843,174	$0vs Mar 30, 2012	44	SEC filing
Mar 30, 2012	Amendment	$30,843,174	No comparison	44	SEC filing
Apr 11, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-102206

Source: Form D, filed Apr 1, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAINSTREAM GLOBAL ACTIVE VALUE FUND, L.P.

Investment adviser: MAINSTREAM INVESTMENT ADVISERS LLC

Gross asset value: $26M
Beneficial owners: 29
ADV minimum commitment: $250K

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MOUNTJOY CHILTON MEDLEY LLP LOUISVILLE, Kentucky, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP CINCINNATI, Ohio, United States

Custodian BNP PARIBAS PRIME BROKERAGE, INC. JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian CITIBANK NA ENGLEWOOD CLIFFS, New Jersey, United States Related to adviser: No

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Filing source

Form ADV 720273 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-8766178006

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Mainstream Investment Advisers, Llc	Executive
William H. Jenkins	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2900 Axton Lane Suite 3
Goshen, KY, 40026