Investment adviser · CRD 111981

MAINSTREAM INVESTMENT ADVISERS LLC

Investment adviser filing (IA)

NEW ALBANY, IN, United States · Form ADV filed Mar 28, 2013

Regulatory AUM
$233M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
8
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MAINSTREAM ACTIVE VALUE FUND II, LIMITED PARTNERSHIPHedge Fund · Last reported Mar 28, 2013$150MGross asset value

Form D fundraising filings

MAINSTREAM ACTIVE VALUE FUND II LP

Fund administrator MOUNTJOY CHILTON MEDLEY LLP LOUISVILLE, Kentucky, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP CINCINNATI, Ohio, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian CITIBANK NA ENGLEWOOD CLIFFS, New Jersey, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-6158441845
Reported beneficial owners
92
Minimum commitment
$250K
Form D file number
021-175952

Form ADV 720273 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAINSTREAM ACTIVE VALUE FUND, L.P.Hedge Fund · Last reported Mar 28, 2013$47.7MGross asset value

Form D fundraising filings

MAINSTREAM ACTIVE VALUE FUND L P

Fund administrator MOUNTJOY CHILTON MEDLEY LLP LOUISVILLE, Kentucky, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP CINCINNATI, Ohio, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian CITIBANK NA ENGLEWOOD CLIFFS, New Jersey, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-6187069236
Reported beneficial owners
50
Minimum commitment
$250K
Form D file number
021-175950

Form ADV 720273 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAINSTREAM GLOBAL ACTIVE VALUE FUND, L.P.Hedge Fund · Last reported Mar 28, 2013$26MGross asset value

Form D fundraising filings

MAINSTREAM GLOBAL ACTIVE VALUE FUND L P

Fund administrator MOUNTJOY CHILTON MEDLEY LLP LOUISVILLE, Kentucky, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP CINCINNATI, Ohio, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian CITIBANK NA ENGLEWOOD CLIFFS, New Jersey, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-8766178006
Reported beneficial owners
29
Minimum commitment
$250K
Form D file number
021-102206

Form ADV 720273 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SNOWBIRD PARTNERS, L.P.Hedge Fund · Last reported Mar 30, 2012$13.6MGross asset value
Auditor MOUNTJOY CHILTON MEDLEY LLP LOUISVILLE`, Kentucky, United States
Custodian FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. BOSTON, Massachusetts, United States Related to adviser: No
Custodian MORGAN KEEGAN & COMPANY, INC. MEMPHIS, Tennessee, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097

MORGAN KEEGAN & COMPANY, INC.
SEC 8-15001

Fund details & source
Fund ID
805-2510102156
Reported beneficial owners
29
Minimum commitment
$200K
Form D file number
021-175953

Form ADV 627736 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BONAPARTE PARTNERS, LIMITED PARTNERSHIPHedge Fund · Last reported Mar 30, 2012$10.4MGross asset value
Auditor MOUNTJOY CHILTON MEDLEY LLP LOUISVILLE`, Kentucky, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source
Fund ID
805-7577204142
Reported beneficial owners
48
Minimum commitment
$200K

Form ADV 627736 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2013. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

101 WEST SPRING STREET, 4TH FLOOR
NEW ALBANY, IN, 47150, United States

CRD 111981

Filing source

Form ADV 720273 · Mar 28, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.