Form D · Hedge Fund

MAI Managed Volatility Fund, L.P.

Cleveland, OH · CIK 0001461596

Offering snapshot reported Sep 10, 2021 · SEC filing

Reported sold
$81.7M
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 10, 2021Amendment$81,682,426No comparisonNot reportedSEC filing
Sep 10, 2020Amendment$81,682,426$250,000vs Sep 6, 2019116SEC filing
Sep 6, 2019Amendment$81,432,426$100,000vs Oct 5, 2018116SEC filing
Oct 5, 2018Amendment$81,332,426$100,000vs Oct 20, 2017116SEC filing
Oct 20, 2017Amendment$81,232,426$1,700,000vs Oct 21, 2016116SEC filing
Oct 21, 2016Amendment$79,532,426$2,500,000vs Oct 23, 2015116SEC filing
Oct 23, 2015Amendment$77,032,426$0vs Oct 7, 2015113SEC filing
Oct 7, 2015Amendment$77,032,426$0vs Oct 10, 2014113SEC filing
Oct 10, 2014Amendment$77,032,426$18,576,707vs Oct 11, 2013113SEC filing
Oct 11, 2013Amendment$58,455,719$5,576,874vs Oct 11, 2012105SEC filing
Oct 11, 2012Amendment$52,878,845$4,690,660vs Sep 7, 201186SEC filing
Sep 7, 2011Amendment$48,188,185$14,973,584vs Sep 7, 201086SEC filing
Sep 7, 2010Amendment$33,214,601$22,620,403vs Jun 4, 200978SEC filing
Jun 4, 2009Initial$10,594,198No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-131712

Source: Form D, filed Sep 10, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAI MANAGED VOLATILITY FUND, LP

Investment adviser: MAI CAPITAL MANAGEMENT, LLC

Gross asset value
$54.5M
Beneficial owners
38
ADV minimum commitment
$100K

Reported in Form ADV on Oct 21, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NIGRO KARLIN SEGAL FELSTEIN & BOLNO (NKFSB) FARMINGDALE, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor COHEN & CO. CLEVELAND, Ohio, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHEN & CO.
PCAOB 925

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1679117 · Oct 21, 2022 · Schedule D 7.B.(1), fund 805-2380978685

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas J. Bartos Executive, Promoter
Richard J. Buoncore Executive, Promoter
Gerald H. Gray Executive, Promoter
N/A Mai Capital Management, Llc Promoter
N/A Mai Wealth Gp, Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1360 East Ninth Street Suite 1100
Cleveland, OH, 44114