Investment adviser · CRD 109807

MAI CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

CLEVELAND, OH, United States · Form ADV filed Sep 18, 2026

Regulatory AUM: $52.1B
Client accounts: 48,547
Employees: 562
Advisory professionals: 230

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	4,902	$27,606,285,855	53.0%
Retirement plans	205	$13,944,280,908	26.8%
Individuals	10,838	$6,657,076,461	12.8%
Pooled investment vehicles	33	$2,459,659,277	4.7%
Corporations & businesses	184	$628,110,617	1.2%
Charities	90	$415,708,860	0.8%
Investment companies	1	$217,030,669	0.4%
Other investment advisers	Fewer than 5	$155,682,468	0.3%
Government entities	5	$17,296,486	0.0%
Other clients	Fewer than 5	$120,510	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 2117426 · Sep 18, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

49 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MAI CAPITAL GP STAKING FUND LPPrivate Equity Fund · Last reported Sep 18, 2026$171MGross asset value

Form D fundraising filings

MAI Capital GP Staking Fund, LP

Fund administrator ULTIMUS PRIVATE FUND SOLUTIONS LLC CINCINNATI, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor BDO CHICAGO, Illinois, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO
PCAOB 243

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-1039932380
Reported beneficial owners: 527
Minimum commitment: $125K
Form D file number: 021-462044

Form ADV 2117426 · Sep 18, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAI CAPITAL INCOME AND GROWTH FUND VI, QPReal Estate Fund · Last reported Sep 18, 2026$157MGross asset value

Form D fundraising filings

MAI Capital Income & Growth Fund VI QP, L.P.

Fund administrator ATLANTIC FUND ADMINISTRATION, LLC (APEX FUND SERVICES) PORTLAND, Maine, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor BDO CHICAGO, Illinois, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO
PCAOB 243

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-2820651020
Reported beneficial owners: 532
Minimum commitment: $100K
Form D file number: 021-468415

Form ADV 2117426 · Sep 18, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAI CAPITAL INCOME AND GROWTH FUND V QP, L.P.Real Estate Fund · Last reported Sep 18, 2026$110MGross asset value

Form D fundraising filings

MAI Capital Income & Growth Fund V QP, L.P.

Fund administrator ATLANTIC FUND ADMINISTRATION, LLC (APEX FUND SERVICES) PORTLAND, Maine, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor BDO CHICAGO, Illinois, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO
PCAOB 243

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-7104225680
Reported beneficial owners: 191
Minimum commitment: $100K
Form D file number: 021-354135

Form ADV 2117426 · Sep 18, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAI GLADE BROOK VENTURE FUND LPReal Estate Fund · Last reported Sep 18, 2026$84.4MGross asset value

Form D fundraising filings

MAI Glade Brook Venture Fund, L.P.

Fund administrator ATLANTIC FUND ADMINISTRATION, LLC (APEX FUND SERVICES) PORTLAND, Maine, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor BDO CHICAGO, Illinois, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO
PCAOB 243

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-3724879865
Reported beneficial owners: 147
Minimum commitment: $100K
Form D file number: 021-411647

Form ADV 2117426 · Sep 18, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAI CAPITAL SPORTS AND ENTERTAINMENT SEEDING FUND LPPrivate Equity Fund · Last reported Sep 18, 2026$57.1MGross asset value

Fund administrator ATLANTIC FUND ADMINISTRATION, LLC (APEX FUND SERVICES) PORTLAND, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor BDO CHICAGO, Illinois, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO
PCAOB 243

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-7164279455
Reported beneficial owners: 187
Minimum commitment: $250K

Form ADV 2117426 · Sep 18, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAI DIVERSIFIED REAL ESTATE INCOME FUND, L.P.Real Estate Fund · Last reported Sep 18, 2026$37.1MGross asset value

Form D fundraising filings

MAI Diversified Real Estate Income Fund, L.P.

Fund administrator ATLANTIC FUND ADMINISTRATION LLC (APEX FUND SERVICES LLC) PORTLAND, Maine, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor BDO CHICAGO, Illinois, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO
PCAOB 243

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-5757635224
Reported beneficial owners: 104
Minimum commitment: $250K
Form D file number: 021-278309

Form ADV 2117426 · Sep 18, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAI CAPITAL INCOME AND GROWTH FUND IV, L.P.Real Estate Fund · Last reported Sep 18, 2026$28.8MGross asset value

Form D fundraising filings

MAI Capital Income & Growth Fund IV, LP

Fund administrator ATLANTIC FUND ADMINISTRATION, LLC (APEX FUND SERVICES) PORTLAND, Maine, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor BDO CHICAGO, Illinois, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO
PCAOB 243

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-3408557980
Reported beneficial owners: 94
Minimum commitment: $100K
Form D file number: 021-279918

Form ADV 2117426 · Sep 18, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 18, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

6050 OAK TREE BLVD, SUITE 500
CLEVELAND, OH, 44131, United States

CRD 109807

Filing source

Form ADV 2117426 · Sep 18, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.