Form D · Hedge Fund

MAI STRATEGIC EQUITY ALLOCATION FUND LP

Cleveland, OH · CIK 0001445666

Offering snapshot reported Sep 7, 2011 · SEC filing

Reported sold: $32.5M
Investors reported: 21
Minimum accepted: $500K
First sale: Mar 3, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$37,323,782 → $32,495,755
Reported investors19 → 21

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 7, 2011	Amendment	$32,495,755	-$4,828,027vs Sep 7, 2010	21	SEC filing
Sep 7, 2010	Amendment	$37,323,782	No comparison	19	SEC filing
Sep 18, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-122733

Source: Form D, filed Sep 7, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAI STRATEGIC EQUITY ALLOCATION MASTER FUND LP

Investment adviser: MAI CAPITAL MANAGEMENT, LLC

Gross asset value: $314K
Beneficial owners: 17
ADV minimum commitment: $100K

Reported in Form ADV on Oct 13, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ATLANTIC FUND SERVICES PORTLAND, Maine, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor COHEN FUND AUDIT SERVICES CLEVELAND, Ohio, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Filing source

Form ADV 849415 · Oct 13, 2014 · Schedule D 7.B.(1), fund 805-5462420332

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Thomas J. Bartos	Executive, Promoter
Richard J. Buoncore	Executive, Promoter
Gerald H. Gray	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1360 East Ninth Street Suite 1100
Cleveland, OH, 44114