Form D · Hedge Fund
Macquarie Emerging Markets Small Cap Fund, LLC
Philadelphia, PA · CIK 0001878515
Offering snapshot reported Aug 24, 2022 · SEC filing
- Reported sold
- $107M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Sep 1, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 24, 2022 | Amendment | $106,783,015 | No comparison | 2 | SEC filing |
| Aug 24, 2021 | Initial | Yet to sell | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-411007
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Delaware Distributors, L.P. | 14232 |
Source: Form D, filed Aug 24, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MACQUARIE EMERGING MARKETS SMALL CAP FUND, LLC
Investment adviser: NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
- Gross asset value
- $113M
- Beneficial owners
- 3
- ADV minimum commitment
- $1M
Reported in Form ADV on Feb 6, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
DELAWARE DISTRIBUTORS, L.P.
CRD 14232 · SEC 8-29755
Filing source
Form ADV 1822928 · Feb 6, 2024 · Schedule D 7.B.(1), fund 805-8864870657
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael F. Capuzzi | Executive |
| David F. Connor | Director, Executive |
| Stephen Hoban | Executive |
| Shawn K. Lytle | Director, Executive |
| N/A Macquarie Alternative Strategies, A Series Of Macquarie Investment Management Business Trust | Promoter |
| Brian L. Murray | Executive |
| Richard Salus | Executive |
| Brett D. Wright | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19106