Investment adviser · CRD 105390

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

Investment adviser filing (IA)

PHILADELPHIA, PA, United States · Form ADV filed Sep 16, 2026

Regulatory AUM: $144B
Client accounts: 290
Employees: 778
Advisory professionals: 219

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	112	$91,540,515,222	63.5%
Insurance companies	6	$34,946,195,939	24.3%
Pooled investment vehicles	51	$4,964,417,026	3.4%
Corporations & businesses	45	$4,387,858,970	3.0%
Government entities	15	$3,427,882,653	2.4%
Retirement plans	14	$1,519,185,045	1.1%
High-net-worth individuals	25	$1,402,603,450	1.0%
Sovereign wealth & foreign institutions	Fewer than 5	$1,028,252,827	0.7%
Individuals	7	$715,109,300	0.5%
Other clients	12	$112,854,288	0.1%

Filing source

Form ADV 2125951 · Sep 16, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WADDELL & REED SMALL COMPANY GROWTH FUND, LLCHedge Fund · Last reported Sep 16, 2026$43.1MGross asset value

Form D fundraising filings

Waddell & Reed Small Co Growth Fund, LLC

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP PHILADELPHIA, Pennsylvania, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer DELAWARE DISTRIBUTORS, L.P. PHILADELPHIA, Pennsylvania, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

DELAWARE DISTRIBUTORS, L.P.
CRD 14232 · SEC 8-29755

Fund details & source

Fund ID: 805-4358625067
Reported beneficial owners: 5
Minimum commitment: $2M
Form D file number: 021-134203

Form ADV 2125951 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MACQUARIE EMERGING MARKETS DEBT SELECT OPPORTUNITIES MASTER FUND, LTD.Hedge Fund · Last reported Sep 16, 2026$0Gross asset value

Feeder funds

MACQUARIE EMERGING MARKETS DEBT SELECT OPPORTUNITIES FUND, LTD.
MACQUARIE EMERGING MARKETS DEBT SELECT OPPORTUNITIES FUND, LLC

Fund administrator THE BANK OF NEW YORK MELLON ALTERNATIVE INVESTMENT SERVICE NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer DELAWARE DISTRIBUTORS, L.P. PHILADELPHIA, Pennsylvania, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

DELAWARE DISTRIBUTORS, L.P.
CRD 14232 · SEC 8-29755

Fund details & source

Fund ID: 805-5478943309
Reported beneficial owners: 0
Minimum commitment: $1M
Form D file number: 021-411006

Form ADV 2125951 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DELAWARE STRUCTURED CREDIT OPPORTUNITY FUND, LPOther Private Fund · Last reported Jun 18, 2013$143MGross asset value

Form D fundraising filings

Delaware Structured Credit Opportunity Fund, LP

Fund administrator THE BANK OF NEW YORK MELLON (BNYM ALTERNATIVE INVESTMENT SERVICES) NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Related to adviser: No

Marketer DELAWARE DISTRIBUTORS, L.P. PHILADELPHIA, Pennsylvania, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELAWARE DISTRIBUTORS, L.P.
CRD 14232 · SEC 8-29755

Fund details & source

Fund ID: 805-4791829122
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-134252

Form ADV 741801 · Jun 18, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MACQUARIE EMERGING MARKETS SMALL CAP FUND, LLCHedge Fund · Last reported Feb 6, 2024$113MGross asset value

Form D fundraising filings

Macquarie Emerging Markets Small Cap Fund, LLC

Fund administrator BANK OF NEW YORK MELLON - ALTERNATIVE INVESTMENT SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer DELAWARE DISTRIBUTORS, L.P. PHILADELPHIA, Pennsylvania, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

DELAWARE DISTRIBUTORS, L.P.
CRD 14232 · SEC 8-29755

Fund details & source

Fund ID: 805-8864870657
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-411007

Form ADV 1822928 · Feb 6, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MACQUARIE ABSOLUTE RETURN MBS FUNDOther Private Fund · Last reported Sep 20, 2019$60.6MGross asset value

Fund administrator BNY MELLON FUND MANAGEMENT (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator THE BANK OF NEW YORK MELLON, SINGAPORE BRANCH SINGAPORE, Singapore Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer MACQUARIE FUNDS MANAGEMENT HONG KONG LTD. HONG KONG CITY, Hong Kong Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-6511334908
Reported beneficial owners: 1
Minimum commitment: $5M

Form ADV 1345615 · Sep 20, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MACQUARIE MULTI-CAP GROWTH FUND, LPHedge Fund · Last reported Feb 6, 2024$31.4MGross asset value

Form D fundraising filings

Macquarie Multi-Cap Growth Fund, LP

Fund administrator BANK OF NEW YORK MELLON - ALTERNATIVE INVESTMENT SERVICES SOMERSET, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP PHILADELPHIA, Pennsylvania, United States

Custodian BNY MELLON NA NEW YORK, New York, United States Related to adviser: No

Marketer DELAWARE DISTRIBUTORS, L.P. PHILADELPHIA, Pennsylvania, United States Related to adviser: Yes

Prime broker PERSHING ADVISOR SOLUTIONS LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BNY MELLON NA
LEI HPFHU0OQ28E4N0NFVK49

DELAWARE DISTRIBUTORS, L.P.
CRD 14232 · SEC 8-29755

PERSHING ADVISOR SOLUTIONS LLC
CRD 36671 · SEC 8-47425

Fund details & source

Fund ID: 805-6530045720
Reported beneficial owners: 6
Minimum commitment: $1M
Form D file number: 021-84560

Form ADV 1822928 · Feb 6, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DELAWARE ENHANCED HIGH YIELD MUNICIPAL LLCHedge Fund · Last reported Jan 14, 2026$28.1MGross asset value

Form D fundraising filings

Delaware Enhanced High Yield Municipal LLC

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer DELAWARE DISTRIBUTORS, L.P. PHILADELPHIA, Pennsylvania, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

DELAWARE DISTRIBUTORS, L.P.
CRD 14232 · SEC 8-29755

Fund details & source

Fund ID: 805-9666542793
Reported beneficial owners: 1
Minimum commitment: $250K
Form D file number: 021-474374

Form ADV 2039449 · Jan 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 16, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

610 MARKET STREET
PHILADELPHIA, PA, 19106, United States

CRD 105390

Filing source

Form ADV 2125951 · Sep 16, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.