Form D · Hedge Fund

Macquarie Asia Pacific II ASP Fund, LLC

Charlotte, NC · CIK 0001524937

Offering snapshot reported Jul 6, 2012 · SEC filing

Reported sold: $11.9M
Investors reported: 58
Minimum accepted: $100K
First sale: Jan 19, 2012

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 58

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 6, 2012	Amendment	$11,943,574	No comparison	58	SEC filing
Jul 6, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.5M (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-162321

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Wells Fargo Advisors, LLC	19616

Source: Form D, filed Jul 6, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROC ASIA PACIFIC II ASP FUND, LLC

Investment adviser: WELLS FARGO INVESTMENT INSTITUTE, INC.

Gross asset value: $17.5M
Beneficial owners: 136
ADV minimum commitment: $100K

Reported in Form ADV on Oct 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP BOSTON, Massachusetts, United States

Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG, LLP
PCAOB 185

Filing source

Form ADV 1459208 · Oct 30, 2020 · Schedule D 7.B.(1), fund 805-6070474953

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Alternative Strategies Group, Inc.	Promoter
Sheelpa P. Brown	Executive
Rob Coltrin	Executive
Doretta Dunegan	Executive
Dean A. Junkans	Director
Michael H. Koonce	Executive
Anil Kumar	Executive
Lloyd Lipsett	Executive
Yukari Nakano	Executive
Britta Perkio Patterson	Director, Executive
Michael Roman	Executive
Adam I. Taback	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Alternative Strategies Group, Inc. 401 S. Tryon Street
Charlotte, NC, 28202