Form D · Hedge Fund

Lynx Multi-Strategy Fund, Ltd.

Grand Cayman, E9 · CIK 0001577913

Offering snapshot reported Apr 6, 2016 · SEC filing

Reported sold
$223M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$112M$223MJul 2, 2013: $217,299,546.00Jul 2, 2013Apr 6, 2015: $223,263,552.00Apr 6, 2015Apr 6, 2016: $223,363,552.00Apr 6, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$223,263,552 → $223,363,552
  • Reported investors12 → 13

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 6, 2016Amendment$223,363,552$100,000vs Apr 6, 201513SEC filing
Apr 6, 2015Amendment$223,263,552$5,964,006vs Jul 2, 201312SEC filing
Jul 2, 2013Initial$217,299,546No comparison11SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$18.1K (estimated)
Form D file number
021-198911
State Street Corporation and certain affiliates will receive referral fees. Such fees will reduce the Investment Manager's fee.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
State Street CorporationNone

Source: Form D, filed Apr 6, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LYNX MULTI-STRATEGY FUND LTD.

Investment adviser: SSARIS ADVISORS LLC

Gross asset value
$15.5M
Beneficial owners
5
ADV minimum commitment
$125K

Reported in Form ADV on Mar 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator NAV FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ARTHUR F. BELL, JR. & ASSOCIATES (CAYMAN) GRAND CAYMAN, Cayman Islands
Auditor ARTHUR F. BELL, JR. & ASSOCIATES, L.L.C. HUNT VALLEY, Maryland, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION DENVER, Colorado, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Filing source

Form ADV 992064 · Mar 29, 2016 · Schedule D 7.B.(1), fund 805-6098315371

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
A.R.C. Directors Ltd Director
N/A A.R.C. Directors Ltd Director
Robert P. Covino, Jr. Executive
Andrew E. Fisch Executive
Peter A. Hinrichs Executive
Paul R. Lucek Executive
Mark Rosenberg Executive
N/A Ssaris Advisors, Llc Executive, Promoter
Ssaris Advisors, Llc Executive
N/A Ssaris Management, Llc Executive
Ssaris Management, Llc Executive
James F. Tomeo Executive
Alan Tooker Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Mourant Ozannes Corp. Svs 94 Solaris Ave Camana Bay, Po Box 1348
Grand Cayman, E9, KY1-1108