Form D · Private Equity Fund

Lumos Capital Fund II-A LP

New York, NY · CIK 0002003735

Offering snapshot reported Mar 18, 2026 · SEC filing

Reported sold: $27.3M
Investors reported: 5
Minimum accepted: $0
First sale: Dec 12, 2023

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 18, 2026	Amendment	$27,250,000	$0vs Dec 6, 2024	5	SEC filing
Dec 6, 2024	Amendment	$27,250,000	No comparison	5	SEC filing
Dec 11, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $10K (estimated)
Finders' fees: $2.78K (estimated)
Form D file number: 021-499255

The total amount sold between Lumos Capital Fund II LP and Lumos Capital Fund II-A LP equals $97,914,889.

Placement Agent fees are to be paid based upon an established fee schedule.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
A Lamot & Co	None
The Dream Holding Ltd.	None
Profor Advisors	136084
Hightower Securities, LLC	116681
Matinecock Capital LLC	None	Finalis Securities LLC · CRD 305908

Source: Form D, filed Mar 18, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LUMOS CAPITAL FUND II-A LP

Investment adviser: LUMOS CAPITAL GROUP LLC

Gross asset value: $33.7M
Beneficial owners: 5
ADV minimum commitment: $0

Reported in Form ADV on Mar 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA INVESTOR SERVICES, INC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands

Custodian CIBC USA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

Filing source

Form ADV 2076149 · Mar 24, 2026 · Schedule D 7.B.(1), fund 805-7759195071

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Lcg Ii Gp Llc	Promoter
James Tieng	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1460 Broadway
New York, NY, 10036