Investment adviser · CRD 306528
LUMOS CAPITAL GROUP LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Mar 24, 2026
- Regulatory AUM
- $274M Form ADV · Item 5.F
- Client accounts
- 6 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 6 | $274,451,521 | 100.0% |
Filing source
Form ADV 2076149 · Mar 24, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
7 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
LUMOS CAPITAL FUND I LPPrivate Equity Fund · Last reported Mar 24, 2026$133MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 1266
Fund details & source
- Fund ID
- 805-3637616613
- Reported beneficial owners
- 71
- Minimum commitment
- $0
- Form D file number
- 021-356890
Form ADV 2076149 · Mar 24, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
LUMOS CAPITAL FUND II LPPrivate Equity Fund · Last reported Mar 24, 2026$88.4MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 1266
FINALIS SECURITIES LLC
CRD 305908 · SEC 8-70425
PROFOR ADVISORS
CRD 136084 · SEC 8-66974
Fund details & source
- Fund ID
- 805-5499765425
- Reported beneficial owners
- 47
- Minimum commitment
- $0
- Form D file number
- 021-499252
Form ADV 2076149 · Mar 24, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
LUMOS CAPITAL FUND II-A LPPrivate Equity Fund · Last reported Mar 24, 2026$33.7MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 1266
Fund details & source
- Fund ID
- 805-7759195071
- Reported beneficial owners
- 5
- Minimum commitment
- $0
- Form D file number
- 021-499255
Form ADV 2076149 · Mar 24, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
LUMOS IBEX LPPrivate Equity Fund · Last reported Mar 24, 2026$11.9MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 1266
Fund details & source
- Fund ID
- 805-1579325781
- Reported beneficial owners
- 6
- Minimum commitment
- $0
- Form D file number
- 021-527731
Form ADV 2076149 · Mar 24, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
LUMOS EVEREST LPPrivate Equity Fund · Last reported Mar 24, 2026$5.97MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 1266
Fund details & source
- Fund ID
- 805-3103378629
- Reported beneficial owners
- 8
- Minimum commitment
- $0
- Form D file number
- 021-399674
Form ADV 2076149 · Mar 24, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
LUMOS CAPITAL FUND I-A LPPrivate Equity Fund · Last reported Mar 24, 2026$1.73MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 1266
Fund details & source
- Fund ID
- 805-3772593813
- Reported beneficial owners
- 15
- Minimum commitment
- $0
- Form D file number
- 021-356892
Form ADV 2076149 · Mar 24, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
LUMOS OASIS LPPrivate Equity Fund · Last reported May 8, 2025$730Gross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
Fund details & source
- Fund ID
- 805-9611633109
- Reported beneficial owners
- 8
- Minimum commitment
- $0
- Form D file number
- 021-399670
Form ADV 1987896 · May 8, 2025 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 24, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
1501 BROADWAY, SUITE 1730NEW YORK, NY, 10036, United States
CRD 306528
Filing source
Form ADV 2076149 · Mar 24, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.