Form D · Hedge Fund

Lone Star Value Investors LP

Old Greenwich, CT · CIK 0001589247

Offering snapshot reported Mar 22, 2017 · SEC filing

Reported sold: $118M
Investors reported: 70
Minimum accepted: $25K
First sale: Oct 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$109,117,106 → $118,287,106
Reported investors65 → 70

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 22, 2017	Amendment	$118,287,106	$9,170,000vs Oct 14, 2014	70	SEC filing
Oct 14, 2014	Amendment	$109,117,106	$67,624,065vs Dec 13, 2013	65	SEC filing
Dec 13, 2013	Amendment	$41,493,041	$0vs Oct 15, 2013	20	SEC filing
Dec 13, 2013	Amendment	$41,493,041	$0vs Oct 15, 2013	20	SEC filing
Oct 15, 2013	Initial	$41,493,041	No comparison	20	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $30K
Form D file number: 021-204606

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Frontier Solutions, LLC	136102	Jeffrey Haley Beck · CRD 1408965

Source: Form D, filed Mar 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LONE STAR VALUE INVESTORS, LP

Investment adviser: LONE STAR VALUE MANAGEMENT, LLC

Gross asset value: $71.7M
Beneficial owners: 70
ADV minimum commitment: $250K

Reported in Form ADV on Jan 22, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BOULAY PLLP MINNEAPOLIS, Minnesota, United States

Custodian COWEN PRIME SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer FRONTIER SOLUTIONS, LLC RICHMOND, Virginia, United States Related to adviser: No

Marketer PARK HILL GROUP LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Prime broker COWEN PRIME SERVICES LLC NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BOULAY PLLP
PCAOB 542

COWEN PRIME SERVICES LLC
SEC 8-68531

MORGAN STANLEY & CO. LLC
SEC 8-15869

FRONTIER SOLUTIONS, LLC
CRD 136102 · SEC 8-66972

PARK HILL GROUP LLC
CRD 135898 · SEC 8-66958

BTIG, LLC
CRD 122225 · SEC 8-65473

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1166448 · Jan 22, 2018 · Schedule D 7.B.(1), fund 805-1245245497

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Hannah Marie Bible	Promoter
Jeffrey Edward Eberwein	Executive, Promoter
Kyle Montgomery Hartley	Promoter
N/A Lone Star Value Investors Gp, Llc	Promoter
Na Lone Star Value Investors Gp, Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

53 Forest Ave., 1 St Floor
Old Greenwich, CT, 06870