Investment adviser · CRD 169836

LONE STAR VALUE MANAGEMENT, LLC

Investment adviser filing (IA)

OLD GREENWICH, CT, United States · Form ADV filed Jan 22, 2018

Regulatory AUM
$111M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LONE STAR VALUE INVESTORS, LPHedge Fund · Last reported Jan 22, 2018$71.7MGross asset value

Form D fundraising filings

Lone Star Value Investors LP

Fund administrator STONE COAST FUND SERVICES PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BOULAY PLLP MINNEAPOLIS, Minnesota, United States
Custodian COWEN PRIME SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer FRONTIER SOLUTIONS, LLC RICHMOND, Virginia, United States Related to adviser: No
Marketer PARK HILL GROUP LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Prime broker COWEN PRIME SERVICES LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BOULAY PLLP
PCAOB 542

COWEN PRIME SERVICES LLC
SEC 8-68531

MORGAN STANLEY & CO. LLC
SEC 8-15869

FRONTIER SOLUTIONS, LLC
CRD 136102 · SEC 8-66972

PARK HILL GROUP LLC
CRD 135898 · SEC 8-66958

BTIG, LLC
CRD 122225 · SEC 8-65473

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-1245245497
Reported beneficial owners
70
Minimum commitment
$250K
Form D file number
021-204606

Form ADV 1166448 · Jan 22, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LONE STAR VALUE CO-INVEST II, LPHedge Fund · Last reported Jan 22, 2018$22.1MGross asset value
Fund administrator STONE COAST FUND SERVICES PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BOULAY PLLP MINNEAPOLIS, Minnesota, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BOULAY PLLP
PCAOB 542

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-2910420289
Reported beneficial owners
26
Minimum commitment
$50K

Form ADV 1166448 · Jan 22, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LONE STAR VALUE CO-INVEST I, LPHedge Fund · Last reported Jan 22, 2018$12MGross asset value
Fund administrator STONE COAST FUND SERVICES PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian INTERACTIVE BROKERS LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

MORGAN STANLEY & CO. LLC
SEC 8-15869

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-5575183226
Reported beneficial owners
1
Minimum commitment
$250K

Form ADV 1166448 · Jan 22, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 22, 2018. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

53 FOREST AVENUE, 1ST FLOOR
OLD GREENWICH, CT, 06870, United States

CRD 169836

Filing source

Form ADV 1166448 · Jan 22, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.