Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account GVA 51

Philadelphia, PA · CIK 0001747072

Offering snapshot reported Jun 5, 2019 · SEC filing

Reported sold
$1.93M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 13, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$964K$1.93MJul 19, 2018: $1,000.00Jul 19, 2018Jun 5, 2019: $1,927,523.00Jun 5, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,000 → $1,927,523
  • Reported investors1 → 2

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 5, 2019Amendment$1,927,523$1,926,523vs Jul 19, 20182SEC filing
Jul 19, 2018Initial$1,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$159
Finders' fees
$0
Form D file number
021-317257
group variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Innovation Partners, LLC146344Gerald R. Nowotny · CRD 1761926

Source: Form D, filed Jun 5, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place, 1650 Market Street 54 Th Floor
Philadelphia, PA, 19103