Form D · Other Investment Fund
Lombard International Life Assurance Co Separate Account GVA 51
Philadelphia, PA · CIK 0001747072
Offering snapshot reported Jun 5, 2019 · SEC filing
- Reported sold
- $1.93M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 13, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,000 → $1,927,523
- Reported investors1 → 2
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 5, 2019 | Amendment | $1,927,523 | $1,926,523vs Jul 19, 2018 | 2 | SEC filing |
| Jul 19, 2018 | Initial | $1,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $159
- Finders' fees
- $0
- Form D file number
- 021-317257
group variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Innovation Partners, LLC | 146344 | Gerald R. Nowotny · CRD 1761926 |
Source: Form D, filed Jun 5, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lilac Lombard International Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103