Form D · Private Equity Fund

LKCM Headwater Investments IV, L.P.

Fort Worth, TX · CIK 0001955947

Offering snapshot reported Jan 16, 2024 · SEC filing

Reported sold: $975M
Investors reported: 400
Minimum accepted: $250K
First sale: Jan 1, 2023

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$725,200,000 → $975,000,000
Reported investors282 → 400

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 16, 2024	Amendment	$975,000,000	$249,800,000vs Jul 17, 2023	400	SEC filing
Jul 17, 2023	Amendment	$725,200,000	$75,200,000vs Jan 18, 2023	282	SEC filing
Jan 18, 2023	Amendment	$650,000,000	$18,425,000vs Jan 13, 2023	216	SEC filing
Jan 13, 2023	Initial	$631,575,000	No comparison	207	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-470789

Source: Form D, filed Jan 16, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LKCM HEADWATER INVESTMENTS IV, L.P.

Investment adviser: LUTHER KING CAPITAL MANAGEMENT CORPORATION

Gross asset value: $1.11B
Beneficial owners: 430
ADV minimum commitment: $250K

Reported in Form ADV on Jun 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES WINDSOR, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG LLP FORT WORTH, Texas, United States

Custodian JPMORGAN CHASE & CO FORT WORTH, Texas, United States Related to adviser: No

Marketer CHARLES SCHWAB & CO., INC. DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 801-29938

Filing source

Form ADV 2109742 · Jun 24, 2026 · Schedule D 7.B.(1), fund 805-1180344657

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
LKCM Headwater Investments I, L.P.	Jan 16, 2013	$220,000,000	105
LKCM Headwater Investments II, L.P.	Jul 9, 2015	$385,000,000	181
LKCM Headwater Investments III, L.P.	Jan 14, 2020	$600,000,000	226
LKCM Headwater Investments IV, L.P. (this fund)	Jan 16, 2024	$975,000,000	400

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
J Bryan King	Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

301 Commerce Street Suite 1600
Fort Worth, TX, 76102