Form D · Private Equity Fund

LKCM Headwater Investments III, L.P.

Fort Worth, TX · CIK 0001764096

Offering snapshot reported Jan 14, 2020 · SEC filing

Reported sold
$600M
Indefinite offering
Investors reported
226
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 1, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$300M$600MJan 15, 2019: $512,875,000.00Jan 15, 2019Apr 9, 2019: $514,750,000.00Apr 9, 2019May 13, 2019: $524,250,000.00Jul 15, 2019: $530,250,000.00Jul 15, 2019Jan 14, 2020: $600,000,000.00Jan 14, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$530,250,000 → $600,000,000
  • Reported investors186 → 226

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 14, 2020Amendment$600,000,000$69,750,000vs Jul 15, 2019226SEC filing
Jul 15, 2019Amendment$530,250,000$6,000,000vs May 13, 2019186SEC filing
May 13, 2019Amendment$524,250,000$9,500,000vs Apr 9, 2019181SEC filing
Apr 9, 2019Amendment$514,750,000$1,875,000vs Jan 15, 2019168SEC filing
Jan 15, 2019Initial$512,875,000No comparison167SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-330637

Source: Form D, filed Jan 14, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LKCM HEADWATER INVESTMENTS III, L.P.

Investment adviser: LUTHER KING CAPITAL MANAGEMENT CORPORATION

Gross asset value
$1.04B
Beneficial owners
276
ADV minimum commitment
$250K

Reported in Form ADV on Jun 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES WINDSOR, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor KPMG LLP FORT WORTH, Texas, United States
Custodian JPMORGAN CHASE & CO FORT WORTH, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

Filing source

Form ADV 2109742 · Jun 24, 2026 · Schedule D 7.B.(1), fund 805-9737044985

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
J Bryan King Director, Executive, Promoter
Corbin J Robertson Iii Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
301 Commerce Street Suite 1600
Fort Worth, TX, 76102