Form D · Pooled Investment Fund

Lending Allocation - 2009, LLC

Seattle, WA · CIK 0001462990

Offering snapshot reported Apr 29, 2009 · SEC filing

Reported sold
$490K
Offering amount: $15M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 29, 2009Initial$490,000No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-130571

Source: Form D, filed Apr 29, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LENDING ALLOCATION - 2009,LLC

Investment adviser: MARSHALL & SULLIVAN INC

Gross asset value
$2.84M
Beneficial owners
76
ADV minimum commitment
$25K

Reported in Form ADV on Jan 26, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BREARD & ASSOCIATES, INC. SEATTLE, Washington, United States
Custodian PUGET SOUND BANK BELLEVUE, Washington, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1066228 · Jan 26, 2017 · Schedule D 7.B.(1), fund 805-9403975584

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dennis Daugs Promoter
Jeffrey E Flohr Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4314 E. Madison Street
Seattle, WA, 98112