Investment adviser · CRD 105168

MARSHALL & SULLIVAN, INC.

Investment adviser filing (IA)

MARSHALL & SULLIVAN INC

SEATTLE, WA, United States · Form ADV filed Jan 17, 2025

Regulatory AUM: $473M
Client accounts: 200
Employees: 3
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	105	$374,469,969	79.1%
Individuals	80	$42,425,828	9.0%
Charities	7	$31,002,214	6.5%
Pooled investment vehicles	5	$17,018,826	3.6%
Corporations & businesses	Fewer than 5	$8,450,798	1.8%

Filing source

Form ADV 1928091 · Jan 17, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

15 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LAKESIDE INCOME & GROWTH FUND, LLCReal Estate Fund · Last reported Jan 17, 2025$7.97MGross asset value

Auditor MOSS ADAMS SEATTLE, Washington, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANSICO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

MOSS ADAMS
PCAOB 659

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-9616285978
Reported beneficial owners: 26
Minimum commitment: $25K
Form D file number: 021-144908

Form ADV 1928091 · Jan 17, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRESNO TUCSON RETIREMENT INVESTORS, LLCReal Estate Fund · Last reported Jan 17, 2025$3.94MGross asset value

Auditor MOSS ADAMS BELLEVUE, Washington, United States

Custodian HERITAGE BANK BELLEVUE, Washington, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

MOSS ADAMS
PCAOB 659

Fund details & source

Fund ID: 805-9167323282
Reported beneficial owners: 25
Minimum commitment: $50K
Form D file number: 021-116630

Form ADV 1928091 · Jan 17, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUTHWEST LAND DEVELOPMENT, LLCReal Estate Fund · Last reported Jan 17, 2025$3.47MGross asset value

Auditor MOSS ADAMS SEATTLE, Washington, United States

Custodian HERITAGE BANK BELLEVUE, Washington, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

MOSS ADAMS
PCAOB 659

Fund details & source

Fund ID: 805-3673419110
Reported beneficial owners: 29
Minimum commitment: $50K
Form D file number: 021-118327

Form ADV 1928091 · Jan 17, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LAKESIDE AGGRESSIVE GROWTH FUND, LLCReal Estate Fund · Last reported Jan 17, 2025$1.2MGross asset value

Form D fundraising filings

Lakeside Aggressive Growth Fund, LLC

Auditor MOSS ADAMS SEATTLE, Washington, United States

Custodian HERITAGE BANK BELLEVUE, Washington, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

MOSS ADAMS
PCAOB 659

Fund details & source

Fund ID: 805-7264207080
Reported beneficial owners: 17
Minimum commitment: $25K
Form D file number: 021-144913

Form ADV 1928091 · Jan 17, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GATEWAY CENTER INVESTORS, LLCReal Estate Fund · Last reported Jan 17, 2025$440KGross asset value

Auditor MOSS ADAMS SEATTLE, Washington, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

MOSS ADAMS
PCAOB 659

Fund details & source

Fund ID: 805-8119335244
Reported beneficial owners: 14
Minimum commitment: $50K

Form ADV 1928091 · Jan 17, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PORTLAND OFFICE INVESTORS, LLCReal Estate Fund · Last reported Feb 20, 2015$5.72MGross asset value

Auditor BREARD & ASSOCIATES, INC. SEATTLE, Washington, United States

Custodian PUGET SOUND BANK BELLEVUE, Washington, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-9665946233
Reported beneficial owners: 36
Minimum commitment: $50K
Form D file number: 021-122413

Form ADV 878918 · Feb 20, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LENDING ALLOCATION - 2009,LLCReal Estate Fund · Last reported Jan 26, 2017$2.84MGross asset value

Form D fundraising filings

Lending Allocation - 2009, LLC

Auditor BREARD & ASSOCIATES, INC. SEATTLE, Washington, United States

Custodian PUGET SOUND BANK BELLEVUE, Washington, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-9403975584
Reported beneficial owners: 76
Minimum commitment: $25K
Form D file number: 021-130571

Form ADV 1066228 · Jan 26, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 17, 2025. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Hourly · Performance-based

Principal office

1109 FIRST AVE. SUITE 200
SEATTLE, WA, 98101, United States

CRD 105168

Filing source

Form ADV 1928091 · Jan 17, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.