Form D · Hedge Fund

Legion Partners Special Opportunities, L.P. IV

Beverly Hills, CA · CIK 0001676718

Offering snapshot reported Jun 9, 2017 · SEC filing

Reported sold
$2.82M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jun 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.41M$2.82MJun 9, 2016: $2,820,000.00Jun 9, 2016Jun 9, 2017: $2,819,667.00Jun 9, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,820,000 → $2,819,667

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 9, 2017Amendment$2,819,667-$333vs Jun 9, 20169SEC filing
Jun 9, 2016Initial$2,820,000No comparison9SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-264705

Source: Form D, filed Jun 9, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Christopher Kiper Executive
N/A N/A Legion Partners Holdings, Llc Promoter
N/A N/A Legion Partners, Llc Promoter
Bradley Vizi Executive
Raymond T. White Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
9401 Wilshire Blvd. Suite 705
Beverly Hills, CA, 90212