Form D · Hedge Fund
Legion Partners Special Opportunities, L.P. I
Los Angeles, CA · CIK 0001612650
Offering snapshot reported Jan 16, 2024 · SEC filing
- Reported sold
- $153M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $3M Reported outside-investor minimum
- First sale
- Jun 26, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$154,750,000 → $153,000,000
- Reported investors2 → 1
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 16, 2024 | Amendment | $153,000,000 | -$1,750,000vs Jan 13, 2023 | 1 | SEC filing |
| Jan 13, 2023 | Amendment | $154,750,000 | $0vs Jan 13, 2022 | 2 | SEC filing |
| Jan 13, 2022 | Amendment | $154,750,000 | $0vs Jan 13, 2021 | 2 | SEC filing |
| Jan 13, 2021 | Amendment | $154,750,000 | $0vs Jan 13, 2020 | 2 | SEC filing |
| Jan 13, 2020 | Amendment | $154,750,000 | $0vs Jun 7, 2019 | 2 | SEC filing |
| Jun 7, 2019 | Amendment | $154,750,000 | $43,290,000vs Jun 8, 2018 | 2 | SEC filing |
| Jun 8, 2018 | Amendment | $111,460,000 | $50,620,000vs Jun 9, 2017 | 2 | SEC filing |
| Jun 9, 2017 | Amendment | $60,840,000 | $25,385,000vs Jun 10, 2016 | 2 | SEC filing |
| Jun 10, 2016 | Amendment | $35,455,000 | $10,455,000vs Jan 8, 2016 | 2 | SEC filing |
| Jan 8, 2016 | Amendment | $25,000,000 | $15,000,000vs Jan 7, 2015 | 1 | SEC filing |
| Jan 7, 2015 | Amendment | $10,000,000 | $0vs Jul 8, 2014 | 1 | SEC filing |
| Jul 8, 2014 | Initial | $10,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-220539
Source: Form D, filed Jan 16, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. I
Investment adviser: LEGION PARTNERS ASSET MANAGEMENT, LLC
- Gross asset value
- $0
- Beneficial owners
- 0
- ADV minimum commitment
- $3M
Reported in Form ADV on Feb 2, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
WELLS FARGO SECURITIES, LLC
SEC 8-65876
WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876
Filing source
Form ADV 1817140 · Feb 2, 2024 · Schedule D 7.B.(1), fund 805-9255014339
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christopher Kiper | Executive, Promoter |
| N/A Legion Partners Asset Management, Llc | Promoter |
| Legion Partners Asset Management, Llc | Promoter |
| N/A Legion Partners Holdings, Llc | Promoter |
| Legion Partners Holdings, Llc | Promoter |
| N/A Legion Partners, Llc | Promoter |
| Legion Partners, Llc | Promoter |
| Bradley Vizi | Executive, Promoter |
| Raymond T. White | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90025