Form D · Other Investment Fund

LEG II, LLC

Indianapolis, IN · CIK 0001592439

Offering snapshot reported Jun 2, 2016 · SEC filing

Reported sold
$13.6M
Indefinite offering
Investors reported
34
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 24, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.78M$13.6MDec 4, 2013: $13,550,000.00Dec 4, 2013Dec 9, 2013: $13,550,000.00Dec 17, 2015: $13,550,000.00Dec 17, 2015Jun 2, 2016: $13,550,000.00Jun 2, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 2, 2016Amendment$13,550,000$0vs Dec 17, 201534SEC filing
Dec 17, 2015Amendment$13,550,000$0vs Dec 9, 201334SEC filing
Dec 9, 2013Amendment$13,550,000$0vs Dec 4, 201334SEC filing
Dec 4, 2013Initial$13,550,000No comparison34SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-207363

Source: Form D, filed Jun 2, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LEG II, LLC

Investment adviser: STIFEL, NICOLAUS & COMPANY, INCORPORATED

Gross asset value
$13.9M
Beneficial owners
35
ADV minimum commitment
$100K

Reported in Form ADV on Sep 15, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HALL KISTLER & COMPANY CANTON, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor KATZ SAPPER MILLER INDIANAPOLIS, Indiana, United States
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KATZ SAPPER MILLER
PCAOB 2804

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Filing source

Form ADV 2132748 · Sep 15, 2026 · Schedule D 7.B.(1), fund 805-4414904940

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeffrey S. Cohen Executive
David Knall Director
James Knall Director
James Laschober Executive
N/A Stifel, Nicolaus & Company Incorporated Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
600 East 96 Th Street, Suite 575
Indianapolis, IN, 46240