Form D · Private Equity Fund

Leerink Transformation Fund I L.P.

Boston, MA · CIK 0001673062

Offering snapshot reported Apr 27, 2017 · SEC filing

Reported sold: $201M
Investors reported: 31
Minimum accepted: $5M
First sale: May 27, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$71,375,000 → $200,500,000
Reported investors2 → 31
Minimum accepted$0 → $5,000,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 27, 2017	Amendment	$200,500,000	$129,125,000vs Jul 20, 2016	31	SEC filing
Jul 20, 2016	Amendment	$71,375,000	No comparison	2	SEC filing
Jul 6, 2016	Amendment	$71,375,000	No comparison	2	SEC filing
Apr 29, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.91M (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-262360

Includes amounts committed by the General Partner and its affiliates.

The total amount of Sales Commissions paid in connection with the offering will be determined at the final closing.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Sagent Advisors, LLC	129919
Freeman & Co. Securities LLC	118939
ISPartners Investment Solutions AG	None

Source: Form D, filed Apr 27, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LEERINK TRANSFORMATION FUND I L.P.

Investment adviser: LEERINK TRANSFORMATION PARTNERS LLC

Gross asset value: $242M
Beneficial owners: 53
ADV minimum commitment: $5M

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator LEVERPOINT MANAGEMENT, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO LLC BOSTON, Massachusetts, United States

Custodian FIRST REPUBLIC BANK BOSTON, Massachusetts, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: Yes

Marketer DC ADVISORY NEW YORK, New York, United States Related to adviser: No

Marketer FREEMAN & CO. SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer ISPARTNERS INVESTMENT SOLUTIONS AG ZURICH, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO LLC
PCAOB 243

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

DC ADVISORY
CRD 129919 · SEC 8-66273

FREEMAN & CO. SECURITIES LLC
CRD 118939 · SEC 8-53700

Filing source

Form ADV 1377517 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-5793495168

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Todd C. Cozzens	Executive
Jared A. Kesselheim	Executive
Jeffrey A. Leerink	Executive
N/A Leerink Transformation Fund I Gp Llc	Executive
N/A Leerink Transformation Fund I Gp L.P.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Leerink Capital Partners Llc One Federal Street
Boston, MA, 02110