Investment adviser · CRD 283215

LEERINK TRANSFORMATION PARTNERS

Investment adviser filing (IA)

LEERINK TRANSFORMATION PARTNERS LLC

BOSTON, MA, United States · Form ADV filed Mar 30, 2020

Regulatory AUM: $355M
Client accounts: 5
Employees: 8
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$355,321,095	100.0%

Filing source

Form ADV 1377517 · Mar 30, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LEERINK TRANSFORMATION FUND I L.P.Private Equity Fund · Last reported Mar 30, 2020$242MGross asset value

Form D fundraising filings

Leerink Transformation Fund I L.P.

Feeder funds

LEERINK TRANSFORMATION INVESTORS I (CAYMAN FEEDER) L.P.
LEERINK TRANSFORMATION INVESTORS I L.P.

Fund administrator LEVERPOINT MANAGEMENT, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO LLC BOSTON, Massachusetts, United States

Custodian FIRST REPUBLIC BANK BOSTON, Massachusetts, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: Yes

Marketer DC ADVISORY NEW YORK, New York, United States Related to adviser: No

Marketer FREEMAN & CO. SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer ISPARTNERS INVESTMENT SOLUTIONS AG ZURICH, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO LLC
PCAOB 243

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

DC ADVISORY
CRD 129919 · SEC 8-66273

FREEMAN & CO. SECURITIES LLC
CRD 118939 · SEC 8-53700

Fund details & source

Fund ID: 805-5793495168
Reported beneficial owners: 53
Minimum commitment: $5M
Form D file number: 021-262360

Form ADV 1377517 · Mar 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MASSACHUSETTS INNOVATION CATALYST FUND I L.P.Private Equity Fund · Last reported Mar 30, 2020$12.1MGross asset value

Fund administrator LEVERPOINT MANAGEMENT, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO LLC BOSTON, Massachusetts, United States

Custodian FIRST REPUBLIC BANK BOSTON, Massachusetts, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO LLC
PCAOB 243

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-1101200089
Reported beneficial owners: 20
Minimum commitment: $0
Form D file number: 021-262363

Form ADV 1377517 · Mar 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LEERINK TRANSFORMATION INVESTORS I L.P.Private Equity Fund · Last reported Mar 30, 2017$3.48MGross asset value

Fund administrator LEVERPOINT MANAGEMENT, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-5747358465
Reported beneficial owners: 3
Minimum commitment: $0

Form ADV 1060378 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LEERINK TRANSFORMATION PARTNERS STRATEGIC FUND L.P.Private Equity Fund · Last reported Mar 30, 2020$500KGross asset value

Fund administrator LEVERPOINT MANAGEMENT, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO LLC BOSTON, Massachusetts, United States

Custodian FIRST REPUBLIC BANK BOSTON, Massachusetts, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: Yes

Marketer DC ADVISORY NEW YORK, New York, United States Related to adviser: No

Marketer FREEMAN & CO. SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer ISPARTNERS INVESTMENT SOLUTIONS AG ZURICH, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO LLC
PCAOB 243

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

DC ADVISORY
CRD 129919 · SEC 8-66273

FREEMAN & CO. SECURITIES LLC
CRD 118939 · SEC 8-53700

Fund details & source

Fund ID: 805-3497010872
Reported beneficial owners: 1
Minimum commitment: $0
Form D file number: 021-262360

Form ADV 1377517 · Mar 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2020. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

ONE FEDERAL STREET, 25TH FLOOR
BOSTON, MA, 02110, United States

CRD 283215

Filing source

Form ADV 1377517 · Mar 30, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.