Form D · Hedge Fund

LCM Trust

Greenville, DE · CIK 0001409718

Offering snapshot reported Apr 12, 2012 · SEC filing

Reported sold
$15.2M
Indefinite offering
Investors reported
23
Form D · investor count
Minimum accepted
$2M
Reported outside-investor minimum
First sale
Oct 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.62M$15.2MAug 14, 2007Apr 16, 2010: $10,796,606.00Apr 16, 2010Apr 12, 2011: $12,745,606.00Apr 12, 2011Apr 12, 2012: $15,245,606.00Apr 12, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$12,745,606 → $15,245,606

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 12, 2012Amendment$15,245,606$2,500,000vs Apr 12, 201123SEC filing
Apr 12, 2012Amendment$14,074,828$30,000vs Apr 12, 20118SEC filing
Apr 12, 2011Amendment$12,745,606$1,949,000vs Apr 16, 201023SEC filing
Apr 12, 2011Amendment$43,366,908$1,933,965vs Apr 16, 201027SEC filing
Apr 12, 2011Amendment$14,044,828$4,470vs Apr 16, 20108SEC filing
Apr 16, 2010Amendment$41,432,943No comparison27SEC filing
Apr 16, 2010Amendment$10,796,606No comparison22SEC filing
Apr 16, 2010Amendment$14,040,358No comparison8SEC filing
Mar 16, 2009PaperNot reportedNo comparisonNot reported
Mar 16, 2009PaperNot reportedNo comparisonNot reported
Mar 16, 2009PaperNot reportedNo comparisonNot reported
Mar 16, 2009PaperNot reportedNo comparisonNot reported
Aug 30, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 27, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 27, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 24, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 22, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 21, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 20, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 14, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 14, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 13, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 13, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 13, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-107354
The information contined within this Form D filing, including the date of first sale and the amount sold to date, all relate to the offering, by The LCM Trust, of the Credit Opportunities Fund series of beneficial interests of the LCM Trust.

Source: Form D, filed Apr 12, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ZLCM TRUST - CORE FIXED INCOME FUND

Investment adviser: ZIEGLER CAPITAL MANAGEMENT, LLC

Gross asset value
$6.73M
Beneficial owners
6
ADV minimum commitment
$1M

Reported in Form ADV on Apr 17, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BUTTERFIELD FULCRUM GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Auditor MCGLADREY & PULLEN CHICAGO, Illinois, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 641034 · Apr 17, 2012 · Schedule D 7.B.(1), fund 805-7723791793

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Margaret Baer Executive
Richard De Matteo Executive
Richard Matteo Executive
Joseph Pappo Executive
Donald Wayne Reid Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4005 Kennett Pike, Suite 250
Greenville, DE, 19801