Investment adviser · CRD 135622

ZIEGLER CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Apr 16, 2020

Regulatory AUM: $10.7B
Client accounts: 2,598
Employees: 86
Advisory professionals: 36

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Corporations & businesses	504	$4,293,848,208	40.0%
High-net-worth individuals	1,088	$2,342,815,361	21.8%
Retirement plans	109	$1,502,549,960	14.0%
Investment companies	7	$1,353,087,305	12.6%
Banks & thrifts	57	$426,655,584	4.0%
Insurance companies	17	$260,087,470	2.4%
Charities	92	$200,380,604	1.9%
Government entities	18	$141,852,884	1.3%
Individuals	664	$86,505,612	0.8%
Other investment advisers	26	$67,494,735	0.6%
Other clients	13	$29,964,817	0.3%
Pooled investment vehicles	3	$18,877,666	0.2%

Filing source

Form ADV 1412904 · Apr 16, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PIERMONT LONG-SHORT FUND I, LPHedge Fund · Last reported Apr 16, 2020$41MGross asset value

Auditor KAUFMAN, ROSSIN & CO, P.A. MIAMI, Florida, United States

Custodian WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KAUFMAN, ROSSIN & CO, P.A.
PCAOB 137

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source

Fund ID: 805-2246347567
Reported beneficial owners: 4
Minimum commitment: $1M

Form ADV 1412904 · Apr 16, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ZLCM GROUP TRUST - CORE FIXED INCOME FUNDOther Private Fund · Last reported Apr 17, 2012$97.7MGross asset value

Form D fundraising filings

LCM Group Trust

Fund administrator BUTTERFIELD FULCRUM GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Auditor MCGLADREY & PULLEN CHICAGO, Illinois, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7555673199
Reported beneficial owners: 4
Minimum commitment: $2M
Form D file number: 021-108099

Form ADV 641034 · Apr 17, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FIDUCIARY PARTNERS FUND, L.P.Hedge Fund · Last reported Jan 25, 2017$71.3MGross asset value

Form D fundraising filings

FIDUCIARY PARTNERS FUND LP

Auditor UHY LLP ST. LOUIS, Missouri, United States

Custodian LASALLE BANK CHI, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-5788148960
Reported beneficial owners: 54
Minimum commitment: $100K
Form D file number: 021-177252

Form ADV 1067417 · Jan 25, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CROWN POINT CLO IV, LTD.Securitized Asset Fund · Last reported Jan 25, 2017$29.5MGross asset value

Fund administrator WALKERS FIDUCIARY LTD. GEORGETOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Marketer NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 801-72991

Fund details & source

Fund ID: 805-7767158463
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1067417 · Jan 25, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CREDIT OPPORTUNITIES FUND II LTD.Hedge Fund · Last reported Apr 17, 2012$16.5MGross asset value

Fund administrator BUTTERFIELD FULCRUM GRAND CAYMAN, Cayman Islands Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor MCGLADREY & PULLEN, CAYMAN GRAND CAYMAN, Cayman Islands

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8778557942
Reported beneficial owners: 1
Minimum commitment: $2M

Form ADV 641034 · Apr 17, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CREDIT OPPORTUNITIES MASTER FUND LTD.Hedge Fund · Last reported Apr 17, 2012$9.99MGross asset value

Feeder funds

ZLCM TRUST - CREDIT OPPORTUNITIES FUND

Fund administrator BUTTERFIELD FULCRUM GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY & PULLEN , CAYMAN GRAND CAYMAN, Cayman Islands

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2851685087
Reported beneficial owners: 2
Minimum commitment: $2M

Form ADV 641034 · Apr 17, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ZLCM TRUST - CORE FIXED INCOME FUNDOther Private Fund · Last reported Apr 17, 2012$6.73MGross asset value

Form D fundraising filings

LCM Trust

Fund administrator BUTTERFIELD FULCRUM GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Auditor MCGLADREY & PULLEN CHICAGO, Illinois, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7723791793
Reported beneficial owners: 6
Minimum commitment: $1M
Form D file number: 021-107354

Form ADV 641034 · Apr 17, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 16, 2020. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

70 WEST MADISON STREET, SUITE 2400
CHICAGO, IL, 60602, United States

CRD 135622

Filing source

Form ADV 1412904 · Apr 16, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.