Form D · Other Investment Fund

Lateral Capital VI, LP

Sarasota, FL · CIK 0001834421

Offering snapshot reported Feb 17, 2022 · SEC filing

Reported sold: $7.95M
Investors reported: 42
Minimum accepted: $0
First sale: Dec 15, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$5,200,000 → $7,950,000
Reported investors24 → 42

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 17, 2022	Amendment	$7,950,000	$2,750,000vs Feb 1, 2021	42	SEC filing
Feb 1, 2021	Initial	$5,200,000	No comparison	24	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-388045

Source: Form D, filed Feb 17, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LATERAL CAPITAL VI, LP

Investment adviser: LATERAL CAPITAL ADVISORS, LLC

Gross asset value: $6.35M
Beneficial owners: 43
ADV minimum commitment: $50K

Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CINCINNATI, Ohio, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1858066 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-8939870599

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Lateral Capital IV, L.P.	Jan 20, 2017	$500,000	2
Lateral Capital V, LP	Apr 10, 2020	$6,980,000	36
Lateral Capital VI, LP (this fund)	Feb 17, 2022	$7,950,000	42

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Timothy J. Kost	Executive, Promoter
N/A Lateral Capital Advisors, Llc	Executive, Promoter
N/A Lateral Capital Vi General Partner, Llc	Executive, Promoter
John N. Lilly	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1500 State Street Suite 201
Sarasota, FL, 34236