Form D · Other Investment Fund

Lateral Capital IV, L.P.

Sarasota, FL · CIK 0001693783

Offering snapshot reported Jan 20, 2017 · SEC filing

Reported sold: $500K
Investors reported: 2
Minimum accepted: $0
First sale: Jan 9, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 20, 2017	Initial	$500,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C.1, 3C
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-278880

Source: Form D, filed Jan 20, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LATERAL CAPITAL IV, L.P.

Investment adviser: LATERAL CAPITAL ADVISORS, LLC

Gross asset value: $5.69M
Beneficial owners: 15
ADV minimum commitment: $125K

Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CINCINNATI, Ohio, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1858066 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-2065832007

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Lateral Capital IV, L.P. (this fund)	Jan 20, 2017	$500,000	2
Lateral Capital V, LP	Apr 10, 2020	$6,980,000	36
Lateral Capital VI, LP	Feb 17, 2022	$7,950,000	42

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Timothy J. Kost	Executive, Promoter
N/A Lateral Capital Advisors, Llc	Executive, Promoter
N/A Lateral Capital Iv General Partner, Llc	Executive, Promoter
John N. Lilly	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1330 Main Street Second Floor
Sarasota, FL, 34236