Form D · Hedge Fund

Lake Hill Fund LP

New York, NY · CIK 0001418772

Offering snapshot reported Aug 7, 2019 · SEC filing

Reported sold: $10.1M
Investors reported: 14
Minimum accepted: $2M
First sale: Jun 5, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 7, 2019	Amendment	$10,056,998	$0vs Aug 10, 2018	14	SEC filing
Aug 10, 2018	Amendment	$10,056,998	$0vs Aug 14, 2017	14	SEC filing
Aug 14, 2017	Amendment	$10,056,998	$85,000vs Aug 15, 2016	14	SEC filing
Aug 15, 2016	Amendment	$9,971,998	$0vs Aug 17, 2015	14	SEC filing
Aug 17, 2015	Amendment	$9,971,998	No comparison	14	SEC filing
Nov 14, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-111100

Source: Form D, filed Aug 7, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAKE HILL FUND, L.P.

Investment adviser: LAKE HILL CAPITAL MANAGEMENT, LLC

Gross asset value: $44.7M
Beneficial owners: 6
ADV minimum commitment: $2M

Reported in Form ADV on Mar 27, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS NEW YORK, New York, United States

Custodian JP MORGAN NEW YORK, New York, United States Related to adviser: No

Marketer ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer ALTERNATIVE HOLDING CORP LOS ANGELES, California, United States Related to adviser: No

Marketer EMPIRE ASSET MANAGEMENT NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Filing source

Form ADV 806696 · Mar 27, 2014 · Schedule D 7.B.(1), fund 805-2522224067

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Scott Kovarik	Executive
N/A Lake Hill Capital Partners, Llc	Promoter
Zemach Sternberg	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Lake Hill Capital Management Llc 520 Madison Avenue
New York, NY, 10022