Investment adviser · CRD 166526

LAKE HILL CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 28, 2026

Regulatory AUM: $1.58B
Client accounts: 5
Employees: 8
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Government entities	Fewer than 5	$963,547,108	60.8%
Corporations & businesses	Fewer than 5	$590,971,597	37.3%
Pooled investment vehicles	2	$30,325,688	1.9%

Filing source

Form ADV 2085768 · Mar 28, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LAKE HILL FUND - PI, L.P.Hedge Fund · Last reported Mar 28, 2026$28.5MGross asset value

Fund administrator INTERTRUST CORPORATE AND FUND SERVICES WEST ORANGE, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP NEW YORK, New York, United States

Custodian CHASE BANK NEW YORK, New York, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian SAFRA NATIONAL BANK OF NY NEW YORK, New York, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 1334

INTERACTIVE BROKERS LLC
SEC 8-47257

SAFRA NATIONAL BANK OF NY
LEI 8HWWA59ZS6Z54QLX6S15

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-2221640313
Reported beneficial owners: 1
Minimum commitment: $20M

Form ADV 2085768 · Mar 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LAKE HILL AUGUSTUS FUND LLC SERIES AHedge Fund · Last reported Mar 28, 2026$1.84MGross asset value

Form D fundraising filings

Lake Hill Augustus Fund LLC

Fund administrator INTERTRUST CORPORATE AND FUND SERVICES WEST ORANGE, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP NEW YORK, New York, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian SAFRA NATIONAL BANK OF NY NEW YORK, New York, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 1334

INTERACTIVE BROKERS LLC
SEC 8-47257

SAFRA NATIONAL BANK OF NY
LEI 8HWWA59ZS6Z54QLX6S15

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-8932373729
Reported beneficial owners: 4
Minimum commitment: $10M
Form D file number: 021-554910

Form ADV 2085768 · Mar 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LAKE HILL TACTICAL MASTER FUND LTD.Hedge Fund · Last reported Feb 5, 2021$8.87MGross asset value

Feeder funds

Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DEMETRIUS BERKOWER LLC WAYNE, New Jersey, United States

Auditor RANKIN BERKOWER (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands

Custodian SG AMERICAS SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker SG AMERICAS SECURITIES, LLC CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DEMETRIUS BERKOWER LLC
PCAOB 217

RANKIN BERKOWER (CAYMAN) LTD.
PCAOB 217

SG AMERICAS SECURITIES, LLC
SEC 8-66125

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-7349502982
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-289011
Form D file number: 021-303058

Form ADV 1490338 · Feb 5, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LAKE HILL FUND EC LTD.Hedge Fund · Last reported Feb 3, 2022$2.16MGross asset value

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BERKOWER LLC WAYNE, New Jersey, United States

Custodian SG AMERICAS SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker SG AMERICAS SECURITIES, LLC CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BERKOWER LLC
PCAOB 217

SG AMERICAS SECURITIES, LLC
SEC 8-66125

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-6963439883
Reported beneficial owners: 4
Minimum commitment: $1M

Form ADV 1596328 · Feb 3, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LAKE HILL MASTER FUND, L.P.Hedge Fund · Last reported Jan 25, 2021$600KGross asset value

Feeder funds

LAKE HILL FUND, L.P.

Fund administrator LICCAR CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DEMETRIUS BERKOWER LLC WAYNE, New Jersey, United States

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Custodian SG AMERICAS SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Prime broker SG AMERICAS SECURITIES, LLC CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DEMETRIUS BERKOWER LLC
PCAOB 217

SG AMERICAS SECURITIES, LLC
SEC 8-66125

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-8458153670
Reported beneficial owners: 7
Minimum commitment: $2M
Form D file number: 021-111100
Form D file number: 021-91071

Form ADV 1485333 · Jan 25, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting

Compensation

Percentage of assets · Performance-based

Principal office

101 AVENUE OF THE AMERICAS, FLOOR 9
NEW YORK, NY, 10013-1905, United States

CRD 166526

Filing source

Form ADV 2085768 · Mar 28, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.