Form D · Hedge Fund

KWK OPPORTUNITY FUND LP

Ei Segundo, CA · CIK 0001460392

Offering snapshot reported Apr 18, 2017 · SEC filing

Reported sold
$3.45M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
May 2, 2005
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2017Initial$3,454,678No comparison13SEC filing
Apr 21, 2016Initial$1,654,678No comparison8SEC filing
May 19, 2015Amendment$904,678$0vs Apr 23, 20154SEC filing
Apr 23, 2015Initial$904,678No comparison4SEC filing
Jun 23, 2014Amendment$903,203$0vs Apr 24, 20144SEC filing
Apr 24, 2014Amendment$903,203$400,000vs Apr 22, 20134SEC filing
Apr 22, 2013Amendment$503,203$3,203vs Apr 26, 20121SEC filing
Apr 26, 2012Amendment$500,000$0vs Apr 29, 20111SEC filing
Apr 29, 2011Amendment$500,000$0vs Apr 30, 20101SEC filing
Apr 30, 2010Initial$500,000No comparison1SEC filing
Mar 16, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-285058
The Investment Manager may pay an agent a portion of the fees earned by the Investment Manager on assets in the Fund held by investors whom the agent had introduced to the Fund, including a portion of the performance allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
David R. Sanchez1888936Stonehaven, LLC · CRD 118913

Source: Form D, filed Apr 18, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KWK OPPORTUNITY FUND, LP

Investment adviser: KWK MANAGEMENT LLC

Gross asset value
$175K
Beneficial owners
0
ADV minimum commitment
$250K

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PANOPTIC FUND ADMINISTRATION, LLC LOS ANGELES, California, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor KPMG LLP LOS ANGELES, California, United States
Custodian WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

WEDBUSH SECURITIES INC.
SEC 8-12987

Filing source

Form ADV 1175824 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-5100183929

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kwk Management Llc Executive
Lpgp Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2301 Rosecrans Ave. Suite 4195
Ei Segundo, CA, 90245