Investment adviser · CRD 131097
KWK MANAGEMENT LLC
Investment adviser filing (IA)
HOUSTON, TX, United States · Form ADV filed Sep 8, 2026
- Regulatory AUM
- $228M Form ADV · Item 5.F
- Client accounts
- 3 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 3 | $227,581,374 | 100.0% |
Filing source
Form ADV 2131301 · Sep 8, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
6 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
KWK PARTNERS, LPHedge Fund · Last reported Sep 8, 2026$258MGross asset value
Form D fundraising filings
Feeder funds
- KWK PARTNERS OFFSHORE, LTD
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
WEAVER AND TIDWELL, L.L.P.
PCAOB 410
CHARLES SCHWAB & CO., INC.
SEC 8-16514
WEDBUSH SECURITIES INC.
SEC 8-12987
GB CAPITAL MARKETS LLC
CRD 25591 · SEC 8-41854
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Fund details & source
- Fund ID
- 805-5415715428
- Reported beneficial owners
- 50
- Minimum commitment
- $500K
- Form D file number
- 021-141364
Form ADV 2131301 · Sep 8, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
KWK SPECIAL SITUATIONS 1, LPHedge Fund · Last reported Sep 8, 2026$4.93MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
WEAVER AND TIDWELL, L.L.P.
PCAOB 410
CHARLES SCHWAB & CO., INC.
SEC 8-16514
CAPITAL MARKETS IQ, LLC
CRD 134921 · SEC 801-69992
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Fund details & source
- Fund ID
- 805-7905316655
- Reported beneficial owners
- 16
- Minimum commitment
- $250K
- Form D file number
- 021-547661
Form ADV 2131301 · Sep 8, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
KWK MERGER ARBITRAGE FUND LPHedge Fund · Last reported Mar 29, 2018$17.2MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
PERSHING LLC
SEC 8-17574
SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902
STONEHAVEN, LLC
CRD 118913 · SEC 8-53699
COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531
Fund details & source
- Fund ID
- 805-8889770489
- Reported beneficial owners
- 3
- Minimum commitment
- $250K
- Form D file number
- 021-177298
Form ADV 1175824 · Mar 29, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
COASTVIEW EQUITY PARTNERS, LPHedge Fund · Last reported Jul 2, 2012$8.83MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
J.P. MORGAN CLEARING CORP.
SEC 8-43724
J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724
Fund details & source
- Fund ID
- 805-8304225325
- Reported beneficial owners
- 16
- Minimum commitment
- $250K
- Form D file number
- 021-1460403
Form ADV 657612 · Jul 2, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BANKERS ADVISORY FUND, LLCHedge Fund · Last reported Sep 25, 2012$2.95MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
WEDBUSH SECURITIES INC.
SEC 8-12987
WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987
Fund details & source
- Fund ID
- 805-6215292301
- Reported beneficial owners
- 8
- Minimum commitment
- $250K
- Form D file number
- 021-141368
Form ADV 670807 · Sep 25, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
KWK OPPORTUNITY FUND, LPHedge Fund · Last reported Mar 29, 2018$175KGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 185
WEDBUSH SECURITIES INC.
SEC 8-12987
Fund details & source
- Fund ID
- 805-5100183929
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
- Form D file number
- 021-141372
Form ADV 1175824 · Mar 29, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Sep 8, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
952 ECHO LANE, SUITE 250HOUSTON, TX, 77024, United States
CRD 131097
Filing source
Form ADV 2131301 · Sep 8, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.