Form D · Hedge Fund

KSA CAPITAL PARTNERS LP

Morristown, NJ · CIK 0001284076

Offering snapshot reported Aug 18, 2017 · SEC filing

Reported sold
$149M
Indefinite offering
Investors reported
120
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Feb 13, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$89.4M$179MMar 23, 2009: $92,440,138.00Mar 23, 2009Feb 12, 2010: $98,892,138.00Feb 10, 2011: $99,992,138.00Feb 10, 2012: $99,992,138.00Feb 11, 2013: $111,642,138.00Feb 11, 2013: $111,642,138.00May 13, 2013: $123,292,138.00Aug 22, 2013: $146,547,138.00Aug 22, 2014: $166,471,138.00Aug 21, 2015: $166,471,138.00Aug 19, 2016: $178,771,138.00Aug 18, 2017: $149,392,138.00Aug 18, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$178,771,138 → $149,392,138
  • Reported investors119 → 120
  • Minimum accepted$0 → $10,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 18, 2017Amendment$149,392,138-$29,379,000vs Aug 19, 2016120SEC filing
Aug 19, 2016Amendment$178,771,138$12,300,000vs Aug 21, 2015119SEC filing
Aug 21, 2015Amendment$166,471,138$0vs Aug 22, 2014115SEC filing
Aug 22, 2014Amendment$166,471,138$19,924,000vs Aug 22, 2013115SEC filing
Aug 22, 2013Amendment$146,547,138$23,255,000vs May 13, 201394SEC filing
May 13, 2013Amendment$123,292,138$11,650,000vs Feb 11, 201376SEC filing
Feb 11, 2013Amendment$111,642,138$11,650,000vs Feb 10, 201254SEC filing
Feb 11, 2013Amendment$111,642,138$0vs Feb 11, 201354SEC filing
Feb 10, 2012Amendment$99,992,138$0vs Feb 10, 201142SEC filing
Feb 10, 2011Amendment$99,992,138$1,100,000vs Feb 12, 201042SEC filing
Feb 12, 2010Amendment$98,892,138$6,452,000vs Mar 23, 200936SEC filing
Mar 23, 2009Amendment$92,440,138No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-63875
The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Oppenheimer & Co. Inc.249
Family Management Securities, LLC44319
Papamarkou Wellner & Co., Inc.10963
Primary Capital, LLC127921

Source: Form D, filed Aug 18, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KSA CAPITAL PARTNERS, LP

Investment adviser: KSA CAPITAL MANAGEMENT, LLC

Gross asset value
$43.3M
Beneficial owners
25
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC NEW YORK, New York, United States Related to adviser: No
Marketer FAMILY MANAGEMENT SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Marketer PAPAMARKOU WELLNER & CO., INC. NEW YORK, New York, United States Related to adviser: No
Marketer STEPHEN WEISS SHORT HILLS, New Jersey, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker COWEN PRIME SERVICES LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BARCLAYS CAPITAL INC.
SEC 8-41342

MORGAN STANLEY & CO. LLC
SEC 8-15869

PERSHING LLC
SEC 8-17574

FAMILY MANAGEMENT SECURITIES, LLC
CRD 44319 · SEC 8-50618

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

PAPAMARKOU WELLNER & CO., INC.
CRD 10963 · SEC 8-29033

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1093033 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-6266603401

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel Khoshaba Executive
Ksa Capital , Llc Executive
Ksa Capital, Llc Executive
Ksa Capital Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ksa Capital Management, Llc 67 East Park Place, 8 Th Floor, Suite 800
Morristown, NJ, 07960