Investment adviser · CRD 130019

KSA CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

MORRISTOWN, NJ, United States · Form ADV filed Mar 31, 2017

Regulatory AUM
$104M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

KSA CAPITAL MASTER FUND, LTD.Hedge Fund · Last reported Mar 31, 2017$96.2MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC NEW YORK, New York, United States Related to adviser: No
Marketer FAMILY MANAGEMENT SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Marketer PAPAMARKOU WELLNER & CO., INC. NEW YORK, New York, United States Related to adviser: No
Marketer STEPHEN WEISS SHORT HILLS, New Jersey, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker COWEN PRIME SERVICES LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BARCLAYS CAPITAL INC.
SEC 8-41342

MORGAN STANLEY & CO. LLC
SEC 8-15869

PERSHING LLC
SEC 8-17574

FAMILY MANAGEMENT SECURITIES, LLC
CRD 44319 · SEC 8-50618

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

PAPAMARKOU WELLNER & CO., INC.
CRD 10963 · SEC 8-29033

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-2303420423
Reported beneficial owners
3
Minimum commitment
$1M

Form ADV 1093033 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KSA CAPITAL LONG-ONLY MASTER FUND, LTD.Hedge Fund · Last reported Mar 31, 2017$6.85MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC NEW YORK, New York, United States Related to adviser: No
Marketer FAMILY MANAGEMENT SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Marketer PAPAMARKOU WELLNER & CO., INC. NEW YORK, New York, United States Related to adviser: No
Prime broker COWEN PRIME SERVICES LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MORGAN STANLEY & CO. LLC
SEC 8-15869

PERSHING LLC
SEC 8-17574

FAMILY MANAGEMENT SECURITIES, LLC
CRD 44319 · SEC 8-50618

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

PAPAMARKOU WELLNER & CO., INC.
CRD 10963 · SEC 8-29033

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-6017420619
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 1093033 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2017. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

67 EAST PARK PLACE, 8TH FLOOR
MORRISTOWN, NJ, 07960, United States

CRD 130019

Filing source

Form ADV 1093033 · Mar 31, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.