Form D · Other Investment Fund

Kotak Fixed Maturity Plan - VI

Port Louis, O4 · CIK 0001515847

Offering snapshot reported Mar 18, 2013 · SEC filing

Reported sold: $2.91M
Investors reported: 9
Minimum accepted: $100K
First sale: Feb 28, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$4,396,932 → $2,914,404
Reported investors10 → 9

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 18, 2013	Amendment	$2,914,404	-$1,482,528vs Mar 22, 2011	9	SEC filing
Mar 20, 2012	Amendment	$3,867,464	-$529,468vs Mar 22, 2011	10	SEC filing
Mar 22, 2011	Initial	$4,396,932	No comparison	10	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-157185

Source: Form D, filed Mar 18, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KOTAK FIXED MATURITY PLAN VI

Investment adviser: KOTAK MAHINDRA (UK) LIMITED

Gross asset value: $8.04M
Beneficial owners: 25
ADV minimum commitment: $100K

Reported in Form ADV on Jul 3, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CIM FUND SERVICES LTD PORT LOUIS, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG EBENE, Mauritius

Custodian KOTAK MAHINDRA BANK LIMITED MUMBAI, India Related to adviser: Yes

Marketer BANK MUSCAT MUSCAT, Oman Related to adviser: No

Marketer BANK OF BAHRAIN AND KUWAIT BAHRAIN, Bahrain Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Filing source

Form ADV 833157 · Jul 3, 2014 · Schedule D 7.B.(1), fund 805-1171354789

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Kotak Fixed Maturity Plan - I	Jul 21, 2011	$1,600,000	3
Kotak Fixed Maturity Plan - II	Aug 9, 2011	$500,000	1
Kotak Fixed Maturity Plan III	Sep 19, 2011	$2,400,000	3
Kotak Fixed Maturity Plan - VI (this fund)	Mar 18, 2013	$2,914,404	9

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Riad Aubdool	Director
Abhishek Bhalotia	Director
Abdool Azize Owasil	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

33 Edith Cavell Street
Port Louis, O4, 00000