Form D · Private Equity Fund
KINGSWOOD CAPITAL OPPORTUNITIES FUND I-A, L.P.
Los Angeles, CA · CIK 0001782877
Offering snapshot reported Aug 21, 2020 · SEC filing
- Reported sold
- $161M Offering amount: $225M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 23, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 7
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 21, 2020 | Amendment | $160,897,959 | No comparison | 7 | SEC filing |
| Aug 22, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-347209
The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests. The amounts listed above are aggregated together with Issuer and its related parallel funds.
Placement agent fees to be paid based upon an established fee schedule.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| M2O PRIVATE FUND ADVISORS LLC | 158741 |
Source: Form D, filed Aug 21, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
KINGSWOOD CAPITAL OPPORTUNITIES FUND I-A, L.P.
Investment adviser: KINGSWOOD CAPITAL MANAGEMENT, L.P.
- Gross asset value
- $53.1M
- Beneficial owners
- 11
- ADV minimum commitment
- $0
Reported in Form ADV on Apr 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON LLP
PCAOB 248
BMO HARRIS BANK N.A.
LEI 3Y4U8VZURTYWI1W2K376
Filing source
Form ADV 2094841 · Apr 17, 2026 · Schedule D 7.B.(1), fund 805-2295870130
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Niegsch | Executive, Promoter |
| Jim Renna | Executive, Promoter |
| Alex Wolf | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90049