Investment adviser · CRD 304649

KINGSWOOD CAPITAL MANAGEMENT, L.P.

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Apr 17, 2026

Regulatory AUM: $3.75B
Client accounts: 16
Employees: 33
Advisory professionals: 26

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	16	$3,750,064,972	100.0%

Filing source

Form ADV 2094841 · Apr 17, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

19 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

KINGSWOOD CAPITAL OPPORTUNITIES FUND III, LPPrivate Equity Fund · Last reported Apr 17, 2026$497MGross asset value

Form D fundraising filings

KINGSWOOD CAPITAL OPPORTUNITIES FUND III, L.P.

Fund administrator STANDISH MANAGEMENT, LLC WALNUT CREEK, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEWPORT BEACH, California, United States

Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No

Marketer LAZARD FRERES & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON LLP
PCAOB 248

BMO HARRIS BANK N.A.
LEI 3Y4U8VZURTYWI1W2K376

LAZARD FRERES & CO. LLC
CRD 2528 · SEC 8-2595

Fund details & source

Fund ID: 805-1612032511
Reported beneficial owners: 79
Minimum commitment: $0
Form D file number: 021-514438

Form ADV 2094841 · Apr 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KINGSWOOD CAPITAL OPPORTUNITIES FUND II, L.P.Private Equity Fund · Last reported Apr 17, 2026$404MGross asset value

Form D fundraising filings

KINGSWOOD CAPITAL OPPORTUNITIES FUND II, L.P.

Fund administrator STANDISH MANAGEMENT, LLC WALNUT CREEK, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEWPORT BEACH, California, United States

Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No

Marketer LAZARD FRERES & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON LLP
PCAOB 248

BMO HARRIS BANK N.A.
LEI 3Y4U8VZURTYWI1W2K376

LAZARD FRERES & CO. LLC
CRD 2528 · SEC 8-2595

Fund details & source

Fund ID: 805-5626140701
Reported beneficial owners: 53
Minimum commitment: $0
Form D file number: 021-443330

Form ADV 2094841 · Apr 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KINGSWOOD CAPITAL OPPORTUNITIES FUND II-A, L.P.Private Equity Fund · Last reported Apr 17, 2026$356MGross asset value

Form D fundraising filings

KINGSWOOD CAPITAL OPPORTUNITIES FUND II-A, L.P.

Fund administrator STANDISH MANAGEMENT, LLC WALNUT CREEK, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEWPORT BEACH, California, United States

Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No

Marketer LAZARD FRERES & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON LLP
PCAOB 248

BMO HARRIS BANK N.A.
LEI 3Y4U8VZURTYWI1W2K376

LAZARD FRERES & CO. LLC
CRD 2528 · SEC 8-2595

Fund details & source

Fund ID: 805-8257896114
Reported beneficial owners: 31
Minimum commitment: $0
Form D file number: 021-443331

Form ADV 2094841 · Apr 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KINGSWOOD CAPITAL OPPORTUNITIES FUND III-A, LPPrivate Equity Fund · Last reported Apr 17, 2026$266MGross asset value

Form D fundraising filings

KINGSWOOD CAPITAL OPPORTUNITIES FUND III-A, L.P.

Fund administrator STANDISH MANAGEMENT, LLC WALNUT CREEK, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEWPORT BEACH, California, United States

Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No

Marketer LAZARD FRERES & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON LLP
PCAOB 248

BMO HARRIS BANK N.A.
LEI 3Y4U8VZURTYWI1W2K376

LAZARD FRERES & CO. LLC
CRD 2528 · SEC 8-2595

Fund details & source

Fund ID: 805-2465243964
Reported beneficial owners: 70
Minimum commitment: $0
Form D file number: 021-514439

Form ADV 2094841 · Apr 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KINGSWOOD CAPITAL OPPORTUNITIES FUND I, L.P.Private Equity Fund · Last reported Apr 17, 2026$146MGross asset value

Form D fundraising filings

KINGSWOOD CAPITAL OPPORTUNITIES FUND I, L.P.

Fund administrator STANDISH MANAGEMENT, LLC WALNUT CREEK, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEWPORT BEACH, California, United States

Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

BMO HARRIS BANK N.A.
LEI 3Y4U8VZURTYWI1W2K376

Fund details & source

Fund ID: 805-5908808150
Reported beneficial owners: 22
Minimum commitment: $0
Form D file number: 021-347210

Form ADV 2094841 · Apr 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMERALD EQUITY AGGREGATOR, LLCPrivate Equity Fund · Last reported Apr 17, 2026$81MGross asset value

Fund administrator STANDISH MANAGEMENT WALNUT CREEK, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEWPORT BEACH, California, United States

Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

BMO HARRIS BANK N.A.
LEI 3Y4U8VZURTYWI1W2

Fund details & source

Fund ID: 805-3965053143
Reported beneficial owners: 9
Minimum commitment: $0

Form ADV 2094841 · Apr 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KINGSWOOD CAPITAL I, LPPrivate Equity Fund · Last reported Apr 17, 2026$80MGross asset value

Fund administrator STANDISH MANAGEMENT, LLC WALNUT CREEK, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor UHY LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA, NATIONAL ASSOCIATION LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

UHY LLP
PCAOB 1195

BANK OF AMERICA, NATIONAL ASSOCIATION
LEI B4TYDEB6GKMZO031MB27

Fund details & source

Fund ID: 805-4663293171
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 2094841 · Apr 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 17, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

11812 SAN VICENTE BLVD., SUITE 604
LOS ANGELES, CA, 90049, United States

CRD 304649

Filing source

Form ADV 2094841 · Apr 17, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.