Form D · Private Equity Fund
Kinderhook Capital Fund IV-B, L.P.
New York, NY · CIK 0001611969
Offering snapshot reported Jul 10, 2014 · SEC filing
- Reported sold
- $171M Offering amount: $499M
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 2, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 10, 2014 | Initial | $170,850,000 | No comparison | 18 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.56M
- Finders' fees
- $0
- Form D file number
- 021-220700
Total offering amount includes Kinderhook Capital Fund IV, L.P., the Issuer's parallel fund, which sold $328,150,000 in limited partner interests and excludes $1,000,000 in total general partner interests for such entities.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Securities LLC | 7654 |
Source: Form D, filed Jul 10, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
KINDERHOOK CAPITAL FUND IV-B, L.P.
Investment adviser: KINDERHOOK INDUSTRIES, LLC
- Gross asset value
- $39M
- Beneficial owners
- 20
- ADV minimum commitment
- $5M
Reported in Form ADV on Feb 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
Filing source
Form ADV 2059844 · Feb 27, 2026 · Schedule D 7.B.(1), fund 805-8700917015
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert E. Michalik | Executive |
| Christian Michalik | Executive |
| Thomas Tuttle | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10175