Investment adviser · CRD 160193

KINDERHOOK INDUSTRIES, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Aug 11, 2026

Regulatory AUM: $11.5B
Client accounts: 12
Employees: 30
Advisory professionals: 22

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	12	$11,463,952,589	100.0%

Filing source

Form ADV 2122664 · Aug 11, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

18 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

KINDERHOOK CAPITAL FUND 7, L.P.Private Equity Fund · Last reported Aug 11, 2026$2.06BGross asset value

Form D fundraising filings

Kinderhook Capital Fund 7, L.P.

Fund administrator IQ-EQ NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM, LLP NEW YORK, New York, United States

Custodian COMERICA BANK BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM, LLP
PCAOB 49

Fund details & source

Fund ID: 805-3690659884
Reported beneficial owners: 129
Minimum commitment: $20M
Form D file number: 021-417301

Form ADV 2122664 · Aug 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KINDERHOOK CAPITAL FUND 8, L.P.Private Equity Fund · Last reported Aug 11, 2026$1.86BGross asset value

Form D fundraising filings

Kinderhook Capital Fund 8, L.P.

Fund administrator IQ-EQ NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM, LLP NEW YORK, New York, United States

Custodian COMERICA BANK, N.A. BOSTON, Massachusetts, United States Related to adviser: No

Marketer UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM, LLP
PCAOB 49

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-5525866991
Reported beneficial owners: 166
Minimum commitment: $20M
Form D file number: 021-509710

Form ADV 2122664 · Aug 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KINDERHOOK CAPITAL FUND 8-B, L.P.Private Equity Fund · Last reported Aug 11, 2026$1.57BGross asset value

Form D fundraising filings

Kinderhook Capital Fund 8-B, L.P.

Fund administrator IQ-EQ NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM, LLP NEW YORK, New York, United States

Custodian COMERICA BANK, N.A. BOSTON, Massachusetts, United States Related to adviser: No

Marketer UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM, LLP
PCAOB 49

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-5245156000
Reported beneficial owners: 102
Minimum commitment: $20M
Form D file number: 021-509713

Form ADV 2122664 · Aug 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KINDERHOOK CAPITAL FUND VI, L.P.Private Equity Fund · Last reported Aug 11, 2026$1.47BGross asset value

Form D fundraising filings

Kinderhook Capital Fund VI, L.P.

Fund administrator IQ-EQ NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM, LLP NEW YORK, New York, United States

Custodian COMERICA BANK DETROIT, Michigan, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM, LLP
PCAOB 49

Fund details & source

Fund ID: 805-7880137147
Reported beneficial owners: 49
Minimum commitment: $5M
Form D file number: 021-331035

Form ADV 2122664 · Aug 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KINDERHOOK REINVESTMENT FUND IV2, L.P.Private Equity Fund · Last reported Aug 11, 2026$1.1BGross asset value

Form D fundraising filings

Kinderhook Reinvestment Fund IV2, L.P.

Fund administrator IQ-EQ NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM, LLP NEW YORK, New York, United States

Custodian COMERICA BANK, NA BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM, LLP
PCAOB 49

Fund details & source

Fund ID: 805-5279182614
Reported beneficial owners: 48
Minimum commitment: $0
Form D file number: 021-494439

Form ADV 2122664 · Aug 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KINDERHOOK CAPITAL FUND 7-B, L.P.Private Equity Fund · Last reported Aug 11, 2026$711MGross asset value

Form D fundraising filings

Kinderhook Capital Fund 7-B, L.P.

Fund administrator IQ-EQ NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM, LLP NEW YORK, New York, United States

Custodian COMERICA BANK BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM, LLP
PCAOB 49

Fund details & source

Fund ID: 805-9142799614
Reported beneficial owners: 41
Minimum commitment: $20M
Form D file number: 021-417302

Form ADV 2122664 · Aug 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KINDERHOOK CAPITAL FUND III, L.P.Private Equity Fund · Last reported Aug 11, 2026$687MGross asset value

Form D fundraising filings

KINDERHOOK CAPITAL FUND III, L.P.

Fund administrator IQ-EQ NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian JPMORGAN PRIVATE BANK NEWARK, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-6316593505
Reported beneficial owners: 17
Minimum commitment: $5M
Form D file number: 021-120240

Form ADV 2122664 · Aug 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 11, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

505 FIFTH AVENUE, 25TH FLOOR
NEW YORK, NY, 10017-4910, United States

CRD 160193

Filing source

Form ADV 2122664 · Aug 11, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.