Form D · Private Equity Fund

KINDERHOOK CAPITAL FUND III, L.P.

New York, NY · CIK 0001439894

Offering snapshot reported Jul 9, 2010 · SEC filing

Reported sold: $282M
Investors reported: 82
Minimum accepted: $0
First sale: Nov 27, 2009

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 82

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 9, 2010	Amendment	$282,000,000	No comparison	82	SEC filing
Jul 9, 2009	Amendment	Yet to sell	No comparison	0	SEC filing
Jul 11, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $2.5M (estimated)
Finders' fees: $0
Form D file number: 021-120240

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
UBS Securities LLC	7654

Source: Form D, filed Jul 9, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KINDERHOOK CAPITAL FUND III, L.P.

Investment adviser: KINDERHOOK INDUSTRIES, LLC

Gross asset value: $687M
Beneficial owners: 17
ADV minimum commitment: $5M

Reported in Form ADV on Aug 11, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator IQ-EQ NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian JPMORGAN PRIVATE BANK NEWARK, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

Filing source

Form ADV 2122664 · Aug 11, 2026 · Schedule D 7.B.(1), fund 805-6316593505

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
KINDERHOOK CAPITAL FUND III, L.P. (this fund)	Jul 9, 2010	$282,000,000	82
Kinderhook Capital Fund IV, L.P.	Jul 10, 2014	$328,150,000	67
Kinderhook Capital Fund V, L.P.	Jun 7, 2016	$452,050,000	75
Kinderhook Capital Fund VI, L.P.	Jan 22, 2019	Yet to sell	0
Kinderhook Capital Fund 7, L.P.	Oct 13, 2022	$1,609,250,000	113
Kinderhook Capital Fund 8, L.P.	Apr 4, 2024	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert E. Michalik	Executive
Christian P. Michalik	Executive
Thomas L. Tuttle	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

888 Seventh Avenue, Suite 1600
New York, NY, 10106