Form D · Hedge Fund

Keen Focus Fund II Limited Partnership

Charlotte, NC · CIK 0001507982

Offering snapshot reported Jan 15, 2015 · SEC filing

Reported sold: $74.4M
Investors reported: 117
Minimum accepted: $500K
First sale: Jan 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$73,831,122 → $74,406,122
Reported investors115 → 117

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 15, 2015	Amendment	$74,406,122	$575,000vs Jan 15, 2014	117	SEC filing
Jan 15, 2014	Amendment	$73,831,122	$182,953vs Jan 15, 2013	115	SEC filing
Jan 15, 2013	Amendment	$73,648,169	$1,099,765vs Jan 10, 2012	114	SEC filing
Jan 10, 2012	Amendment	$72,548,404	$1,466,000vs Jan 10, 2011	112	SEC filing
Jan 10, 2011	Initial	$71,082,404	No comparison	107	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-153337

The person/entity listed in Item 12 above are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the general partner from the assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
CAPTRUST	126291
C. Anderson Cooper	1025450	Prospera Financial Services, INc. · CRD 10740

Source: Form D, filed Jan 15, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KEEN FOCUS FUND II LIMITED PARTNERSHIP

Investment adviser: KEANE CAPITAL MANAGEMENT, INC.

Gross asset value: $47.2M
Beneficial owners: 69
ADV minimum commitment: $500K

Reported in Form ADV on Mar 25, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PINNACLE FUND ADMINISTRATION LLC CHARLOTTE, North Carolina, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor KPMG LLP ROSELAND, New Jersey, United States

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Marketer CAPTRUST FINANCIAL ADVISORS RALEIGH, North Carolina, United States Related to adviser: No

Marketer PROSPERA FINANCIAL SERVICES, INC. DALLAS, Texas, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States

Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

CAPTRUST FINANCIAL ADVISORS
CRD 175112 · SEC 801-62193

PROSPERA FINANCIAL SERVICES, INC.
CRD 10740 · SEC 801-65845

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 868566 · Mar 25, 2015 · Schedule D 7.B.(1), fund 805-4895898102

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Peter L. Keane	Executive
Keane Capital Management, Inc.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Keane Capital Management, Inc 3440 Toringdon Way, Suite 308
Charlotte, NC, 28277