Investment adviser · CRD 159724

KEANE CAPITAL MANAGEMENT, INC.

Investment adviser filing (IA)

CHARLOTTE, NC, United States · Form ADV filed Mar 25, 2015

Regulatory AUM
$167M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

KEEN FOCUS FUND LIMITED PARTNERSHIPHedge Fund · Last reported Mar 25, 2015$85.6MGross asset value

Form D fundraising filings

Keen Focus Fund Limited Partnership

Fund administrator PINNACLE FUND ADMINISTRATION LLC CHARLOTTE, North Carolina, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor KPMG, LLP ROSELAND, New Jersey, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Marketer CAPTRUST FINANCIAL ADVISORS RALEIGH, North Carolina, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

CAPTRUST FINANCIAL ADVISORS
CRD 175112 · SEC 801-62193

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-4586463650
Reported beneficial owners
103
Minimum commitment
$500K
Form D file number
021-144714

Form ADV 868566 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KEEN FOCUS FUND II LIMITED PARTNERSHIPHedge Fund · Last reported Mar 25, 2015$47.2MGross asset value

Form D fundraising filings

Keen Focus Fund II Limited Partnership

Fund administrator PINNACLE FUND ADMINISTRATION LLC CHARLOTTE, North Carolina, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor KPMG LLP ROSELAND, New Jersey, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Marketer CAPTRUST FINANCIAL ADVISORS RALEIGH, North Carolina, United States Related to adviser: No
Marketer PROSPERA FINANCIAL SERVICES, INC. DALLAS, Texas, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

CAPTRUST FINANCIAL ADVISORS
CRD 175112 · SEC 801-62193

PROSPERA FINANCIAL SERVICES, INC.
CRD 10740 · SEC 801-65845

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-4895898102
Reported beneficial owners
69
Minimum commitment
$500K
Form D file number
021-153337

Form ADV 868566 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KEEN ONYX FUND LPHedge Fund · Last reported Mar 25, 2015$34.2MGross asset value
Fund administrator PINNACLE FUND ADMINISTRATION LLC CHARLOTTE, North Carolina, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor KPMG, LLP ROSELAND, New Jersey, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-5408487989
Reported beneficial owners
30
Minimum commitment
$500K
Form D file number
021-180861

Form ADV 868566 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2015. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

3440 TORINGDON WAY, SUITE 308
CHARLOTTE, NC, 28277, United States

CRD 159724

Filing source

Form ADV 868566 · Mar 25, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.