Form D · Other Investment Fund
KCM SMALL CAP CORE FUND LLC
St Louis, MO · CIK 0001178058
Offering snapshot reported Apr 2, 2020 · SEC filing
- Reported sold
- $91.5K Offering amount: $91.5K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $91.5K Reported outside-investor minimum
- First sale
- Apr 1, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 2, 2020 | Initial | $91,500 | No comparison | 1 | SEC filing |
| Apr 1, 2019 | Initial | $16,500 | No comparison | 1 | SEC filing |
| Jan 16, 2019 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
| Dec 20, 2017 | Initial | $906,000 | No comparison | 1 | SEC filing |
| Sep 20, 2013 | Initial | $6,300,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-364231
Source: Form D, filed Apr 2, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
KCM SMALL CAP CORE FUND, LLC
Investment adviser: KENNEDY CAPITAL MANAGEMENT LLC
- Gross asset value
- $1.32M
- Beneficial owners
- 2
- ADV minimum commitment
- $1M
Reported in Form ADV on Feb 11, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BROWN SMITH WALLACE LLP
PCAOB 643
UMB BANK, N.A.
LEI VNOO6EITDJ2YUEBMSZ83
Filing source
Form ADV 1603358 · Feb 11, 2022 · Schedule D 7.B.(1), fund 805-1985816349
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Bertz | Director |
| Jena Amber Bjornson | Executive |
| James J. Boyce | Director |
| James J. Boyne | Director |
| Don Cobin | Director, Executive |
| Samuel T. De Kinder | Director |
| John M. Hillhouse | Director |
| Robert B. Karn Iii | Director |
| N/A Kennedy Capital Management, Inc. | Director, Executive |
| Randall Lee Kirkland | Director, Executive |
| Francis Andrew Latuda, Jr. | Director, Executive |
| Frank Andrew Latuda, Jr. | Director, Executive |
| Stephen Alan Mace | Executive |
| Richard Ernest Oliver | Executive |
| Matthew H. Scanlan | Director |
| Niraj Surendra Shah | Executive |
| Richard Henry Sinise | Executive |
| Kimberly D. Wood | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:St Louis, MO, 63141