KENNEDY CAPITAL MANAGEMENT – investment adviser, $5.02B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	11	$1,619,525,903	32.3%
Government entities	23	$1,571,371,787	31.3%
Charities	18	$472,576,472	9.4%
Corporations & businesses	26	$376,467,999	7.5%
Other investment advisers	7	$299,445,005	6.0%
Retirement plans	9	$279,957,221	5.6%
Investment companies	7	$269,448,808	5.4%
High-net-worth individuals	92	$120,060,058	2.4%
Other clients	16	$7,655,125	0.2%
Individuals	Fewer than 5	$2,705,503	0.1%
Banks & thrifts	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 2107626 · May 21, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

KCM SMALL CAP CORE FUND, LLCOther Private Fund · Last reported Feb 11, 2022$1.32MGross asset value

Form D fundraising filings

KCM SMALL CAP CORE FUND LLC

Fund administrator UMB FUND SERVICES, INC. MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BROWN SMITH WALLACE LLP ST. LOUIS, Missouri, United States

Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BROWN SMITH WALLACE LLP
PCAOB 643

UMB BANK, N.A.
LEI VNOO6EITDJ2YUEBMSZ83

Fund details & source

Fund ID: 805-1985816349
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-336166

Form ADV 1603358 · Feb 11, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KCM MID CAP VALUE FUND, LLCOther Private Fund · Last reported Mar 30, 2017$1.16MGross asset value

Form D fundraising filings

KCM MID CAP VALUE FUND LLC

Fund administrator UMB FUND SERVICES, INC. MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BROWN SMITH WALLACE LLP ST. LOUIS, Missouri, United States

Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7018028311
Reported beneficial owners: 6
Minimum commitment: $1M
Form D file number: 021-218136

Form ADV 1089980 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 21, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

10829 OLIVE BLVD
ST LOUIS, MO, 63141-7739, United States

CRD 105834

Filing source

Form ADV 2107626 · May 21, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.