Form D · Other Investment Fund

KC PARTNERS INVESTMENT FUND LP

Indianapolis, IN · CIK 0001270359

Offering snapshot reported Dec 16, 2014 · SEC filing

Reported sold
$254M
Indefinite offering
Investors reported
174
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Oct 31, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$127M$254MDec 22, 2011: $138,486,000.00Dec 22, 2011Dec 21, 2012: $251,390,000.00Dec 21, 2012Dec 18, 2013: $251,715,000.00Dec 18, 2013Dec 16, 2014: $253,665,000.00Dec 16, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$251,715,000 → $253,665,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 16, 2014Amendment$253,665,000$1,950,000vs Dec 18, 2013174SEC filing
Dec 18, 2013Amendment$251,715,000$325,000vs Dec 21, 2012174SEC filing
Dec 21, 2012Amendment$251,390,000$112,904,000vs Dec 22, 2011174SEC filing
Dec 22, 2011Amendment$138,486,000No comparison154SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-60282

Source: Form D, filed Dec 16, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KC PARTNERS INVESTMENT FUND LP

Investment adviser: STIFEL, NICOLAUS & COMPANY, INCORPORATED

Gross asset value
$775K
Beneficial owners
74
ADV minimum commitment
$250K

Reported in Form ADV on Mar 8, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ARCHWAY FINANCE & OPERATIONS INC. INDIANAPOLIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KATZ SAPPER MILLER INDIANAPOLIS, Indiana, United States
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KATZ SAPPER MILLER
PCAOB 2804

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Filing source

Form ADV 1187732 · Mar 8, 2018 · Schedule D 7.B.(1), fund 805-7474922580

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Incorporated Stifel, Nicolaus & Company, Director
N/A Stifel, Nicolaus & Company, Incorporated Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
600 East 96 Th Street Suite 575
Indianapolis, IN, 46240