Form D · Private Equity Fund

K5 PRIVATE INVESTORS, L.P.

Manhattan Beach, CA · CIK 0001803842

Offering snapshot reported Apr 20, 2021 · SEC filing

Reported sold
$4.01B
Indefinite offering
Investors reported
335
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 22, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 335

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 20, 2021Amendment$4,012,790,250No comparison335SEC filing
Apr 21, 2020InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-365477
Placement agent fees are to be paid based upon an established fee schedule. To the extent such fees are paid by the Issuer they are offset against the management fee.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS SECURITIES LLC7654
BARCLAYS BANK PLCNone
ATLANTIC - PACIFIC CAPITAL, INC.38356
FUND PLACEMENT ISRAEL LTD.None
SAQIB RASHID6476342
EATON PARTNERS, LLC31170STIFEL, NICOLAUS & CO., INC. · CRD 793

Source: Form D, filed Apr 20, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K5 PRIVATE INVESTORS, L.P.

Investment adviser: K1 INVESTMENT MANAGEMENT LLC

Gross asset value
$7.21B
Beneficial owners
380
ADV minimum commitment
$5M

Reported in Form ADV on Aug 3, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON, LLP LOS ANGELES, California, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES INC. LOS ANGELES, California, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker UBS FINANCIAL SERVICES INC. LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON, LLP
PCAOB 248

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

JP MORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

UBS FINANCIAL SERVICES INC.
SEC 8-16267

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 8-16267

Filing source

Form ADV 2123682 · Aug 3, 2026 · Schedule D 7.B.(1), fund 805-8235004819

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Hasan Askari Executive, Promoter
Taylor Beaupain Executive, Promoter
Ronald E. Cano Ii Executive, Promoter
R. Neil Malik Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
875 Manhattan Beach Boulevard
Manhattan Beach, CA, 90266