Investment adviser · CRD 161953

K1 INVESTMENT MANAGEMENT LLC

Investment adviser filing (IA)

MANHATTAN BEACH, CA, United States · Form ADV filed Aug 3, 2026

Regulatory AUM
$23.6B
Form ADV · Item 5.F
Client accounts
26
Accounts, not individual clients
Employees
75
Reported in this filing
Advisory professionals
64
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles26$23,604,367,641100.0%
Filing source

Form ADV 2123682 · Aug 3, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

28 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

K5 PRIVATE INVESTORS, L.P.Private Equity Fund · Last reported Aug 3, 2026$7.21BGross asset value

Form D fundraising filings

K5 PRIVATE INVESTORS, L.P.

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON, LLP LOS ANGELES, California, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES INC. LOS ANGELES, California, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker UBS FINANCIAL SERVICES INC. LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON, LLP
PCAOB 248

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

JP MORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

UBS FINANCIAL SERVICES INC.
SEC 8-16267

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 8-16267

Fund details & source
Fund ID
805-8235004819
Reported beneficial owners
380
Minimum commitment
$5M
Form D file number
021-365477

Form ADV 2123682 · Aug 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

K6 PRIVATE INVESTORS, LPPrivate Equity Fund · Last reported Aug 3, 2026$6.01BGross asset value

Form D fundraising filings

K6 PRIVATE INVESTORS, L.P.

Feeder funds

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE, LLP LOS ANGELES, California, United States
Custodian CITIGROUP GLOBAL MARKETS INC. LOS ANGELES, California, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES INC. LOS ANGELES, California, United States Related to adviser: No
Marketer AZR CAPITAL LIMITED LONDON, United Kingdom Related to adviser: No
Marketer LITERATI CAPITAL ADVISORS MEXICO CITY, Mexico Related to adviser: No
Marketer PICTON S.A. LAS CONDES, Chile Related to adviser: No
Prime broker UBS FINANCIAL SERVICES INC. LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE, LLP
PCAOB 34

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

JP MORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

UBS FINANCIAL SERVICES INC.
SEC 8-16267

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 8-16267

Fund details & source
Fund ID
805-8221972657
Reported beneficial owners
420
Minimum commitment
$100K
Form D file number
021-498510

Form ADV 2123682 · Aug 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

K4 PRIVATE INVESTORS, L.P.Private Equity Fund · Last reported Aug 3, 2026$3.61BGross asset value

Form D fundraising filings

K4 PRIVATE INVESTORS, L.P.

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE, LLP LOS ANGELES, California, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE, LLP
PCAOB 34

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

JP MORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source
Fund ID
805-9163478667
Reported beneficial owners
200
Minimum commitment
$5M
Form D file number
021-310447

Form ADV 2123682 · Aug 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

K3 PRIVATE INVESTORS, L.P.Private Equity Fund · Last reported Aug 3, 2026$1.85BGross asset value

Form D fundraising filings

K3 PRIVATE INVESTORS, L.P.

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE, LLP LOS ANGELES, California, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE, LLP
PCAOB 34

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

JP MORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source
Fund ID
805-3806631684
Reported beneficial owners
120
Minimum commitment
$5M
Form D file number
021-260302

Form ADV 2123682 · Aug 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GASHERBRUM FUND III, L.P.Private Equity Fund · Last reported Aug 3, 2026$993MGross asset value

Form D fundraising filings

GASHERBRUM FUND III, L.P.

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE, LLP LOS ANGELES, California, United States
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE, LLP
PCAOB 34

JP MORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source
Fund ID
805-6348076749
Reported beneficial owners
64
Minimum commitment
$206K
Form D file number
021-544656

Form ADV 2123682 · Aug 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GASHERBRUM FUND II, L.P.Private Equity Fund · Last reported Aug 3, 2026$773MGross asset value

Form D fundraising filings

GASHERBRUM FUND II, L.P.

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE, LLP LOS ANGELES, California, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE, LLP
PCAOB 34

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

JP MORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source
Fund ID
805-7067084724
Reported beneficial owners
105
Minimum commitment
$11.9K
Form D file number
021-513903

Form ADV 2123682 · Aug 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GASHERBRUM FUND I, L.P.Private Equity Fund · Last reported Aug 3, 2026$590MGross asset value

Form D fundraising filings

Gasherbrum Fund I, L.P.

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE, LLP LOS ANGELES, California, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE, LLP
PCAOB 34

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

Fund details & source
Fund ID
805-1922439387
Reported beneficial owners
13
Minimum commitment
$3M
Form D file number
021-497748

Form ADV 2123682 · Aug 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 3, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

875 MANHATTAN BEACH BLVD
MANHATTAN BEACH, CA, 90266-4911, United States

CRD 161953

Filing source

Form ADV 2123682 · Aug 3, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.