Form D · Hedge Fund

Joshua Tree Capital, LP

Englewood, NJ · CIK 0001679563

Offering snapshot reported Jun 28, 2019 · SEC filing

Reported sold
$9.01M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.51M$9.01MJul 14, 2016: $7,762,910.00Jul 14, 2016Jul 10, 2017: $8,512,910.00Jul 10, 2017Jul 9, 2018: $8,512,910.00Jul 9, 2018Jun 28, 2019: $9,012,910.00Jun 28, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,512,910 → $9,012,910
  • Reported investors5 → 6

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 28, 2019Amendment$9,012,910$500,000vs Jul 9, 20186SEC filing
Jul 9, 2018Amendment$8,512,910$0vs Jul 10, 20175SEC filing
Jul 10, 2017Amendment$8,512,910$750,000vs Jul 14, 20165SEC filing
Jul 14, 2016Initial$7,762,910No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-266943

Source: Form D, filed Jun 28, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

JOSHUA TREE CAPITAL LP

Investment adviser: VERTIGO STRATEGIES, LLC

Gross asset value
$26.2M
Beneficial owners
20
ADV minimum commitment
$500K

Reported in Form ADV on Jun 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNER AMPER NEW YORK, New York, United States
Custodian STIFEL NICOLAUS & CO INC. ST. LOUIS, Missouri, United States Related to adviser: No
Marketer TGP SECURITIES, INC. SUMMIT, New Jersey, United States Related to adviser: No
Prime broker STIFEL NICOLAUS & CO INC ST. LOUIS, Missouri, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNER AMPER
PCAOB 274

TGP SECURITIES, INC.
CRD 159008 · SEC 8-68955

Filing source

Form ADV 1440711 · Jun 30, 2020 · Schedule D 7.B.(1), fund 805-5915149524

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eric Sellinger Executive
N/A Vertigo Strategies, Llc Promoter
David Weiner Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
285 Grand Avenue, Bldg. 5, Second Floor
Englewood, NJ, 07631