Investment adviser · CRD 169809

VERTIGO STRATEGIES, LLC

Investment adviser filing (IA)

ENGLEWOOD, NJ, United States · Form ADV filed Jun 30, 2020

Regulatory AUM: $186M
Client accounts: 38
Employees: 2
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	37	$160,183,000	85.9%
Pooled investment vehicles	1	$26,233,900	14.1%

Filing source

Form ADV 1440711 · Jun 30, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

JOSHUA TREE CAPITAL LPOther Private Fund · Last reported Jun 30, 2020$26.2MGross asset value

Form D fundraising filings

Joshua Tree Capital, LP

Fund administrator SS&C TECHNOLOGIES, INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNER AMPER NEW YORK, New York, United States

Custodian STIFEL NICOLAUS & CO INC. ST. LOUIS, Missouri, United States Related to adviser: No

Marketer TGP SECURITIES, INC. SUMMIT, New Jersey, United States Related to adviser: No

Prime broker STIFEL NICOLAUS & CO INC ST. LOUIS, Missouri, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNER AMPER
PCAOB 274

TGP SECURITIES, INC.
CRD 159008 · SEC 8-68955

Fund details & source

Fund ID: 805-5915149524
Reported beneficial owners: 20
Minimum commitment: $500K
Form D file number: 021-266943

Form ADV 1440711 · Jun 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 30, 2020. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

285 GRAND AVENUE, BUILDING ONE
ENGLEWOOD, NJ, 07631, United States

CRD 169809

Filing source

Form ADV 1440711 · Jun 30, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.