Form D · Other Investment Fund

JMP Capital I LLC

San Francisco, CA · CIK 0001718097

Offering snapshot reported Sep 27, 2017 · SEC filing

Reported sold
$31.2M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Apr 3, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 27, 2017Initial$31,200,000No comparison20SEC filing

Offering details

Securities
Other
Exemptions
06b, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-295523
Limited liability company interests

Source: Form D, filed Sep 27, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

JMP CAPITAL I LLC

Investment adviser: HARVEST CAPITAL STRATEGIES LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MEDALIST PARTNERS CORPORATE FINANCE LLC ALPHARETTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian US BANK NA CHICAGO, Illinois, United States Related to adviser: No
Marketer JMP SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

US BANK NA
LEI 5493001WC5CQQI9L9G80

JMP SECURITIES LLC
CRD 22208 · SEC 8-39613

Filing source

Form ADV 1626337 · Mar 30, 2022 · Schedule D 7.B.(1), fund 805-3068962661

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph Jolson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
600 Montgomery Street Suite 1700
San Francisco, CA, 94111