Investment adviser · CRD 130037

HARVEST CAPITAL STRATEGIES LLC

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Mar 31, 2025

Regulatory AUM: $1.05M
Client accounts: 1
Employees: 57
Advisory professionals: 49

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$1,054,943	100.0%

Filing source

Form ADV 1967861 · Mar 31, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

29 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

JMP MASTERS FUND, LPHedge Fund · Last reported Mar 31, 2025$1.05MGross asset value

Form D fundraising filings

JMP MASTERS FUND, LP

Fund administrator CITCO FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

CITY NATIONAL BANK
LEI 593C3GZG957YOJPS2Z63

Fund details & source

Fund ID: 805-4381528116
Reported beneficial owners: 21
Minimum commitment: $1M
Form D file number: 021-104481

Form ADV 1967861 · Mar 31, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

JMP CREDIT ADVISORS CLO I LTD. (FORMERLY CRATOS CLO I LTD.)Securitized Asset Fund · Last reported Mar 25, 2013$477MGross asset value

Fund administrator US BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian US BANK NA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1160902236
Reported beneficial owners: 43
Minimum commitment: $250K

Form ADV 712247 · Mar 25, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARVEST SMALL CAP PARTNERS MASTER, LTD.Hedge Fund · Last reported Mar 29, 2019$447MGross asset value

Feeder funds

HARVEST SMALL CAP OFFSHORE, LTD.
HARVEST SMALL CAP PARTNERS HOLDINGS, L.P.
HARVEST SMALL CAP PARTNERS QUALIFIED, LP

Fund administrator CITCO FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian BNP PARIBAS PRIME BROKERAGE, INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian CITCO BANK AND TRUST COMPANY LTD. GRAND CAYMAN, Cayman Islands Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. SAN FRANCISCO, California, United States

Prime broker CITIGROUP GLOBAL MARKETS INC. SAN FRANCISCO, California, United States

Prime broker GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

KPMG LLP
PCAOB 185

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

CITCO BANK AND TRUST COMPANY LTD.
LEI 254900602WOIDVUFDP09

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CITY NATIONAL BANK
LEI 593C3GZG957YOJPS2Z63

GOLDMAN SACHS & CO. LLC
SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source

Fund ID: 805-9456921938
Reported beneficial owners: 58
Minimum commitment: $1M
Form D file number: 021-109046
Form D file number: 021-184045

Form ADV 1271516 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARVEST SMALL CAP PARTNERS, L.P.Hedge Fund · Last reported Mar 29, 2019$238MGross asset value